DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Feed of 09/15/2026
Also filed as C••••Topher Ian Q•••••••••
At current firm
1 y
since Feb 14, 2025
In the industry
20 y
since Oct 22, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- •••••••• independent RIA currentsince Feb 14, 2025 · International Falls, Mn
- W•••• F•••• A••••••• wirehouseJan 7, 2022 to Feb 26, 2025 · International Falls, Mn
- W•••• F•••• A••••••• wirehouseJan 5, 2011 to Jan 7, 2022 · Bloomington, In
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Jan 6, 2011 · Bloomington, In
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMay 5, 2008 to Jan 2, 2009 · Bloomington, In
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to ••••••••left Feb 26, 2025, registered Feb 14, 2025 (-12 days) · Wirehouse to independent RIA
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jan 7, 2022, registered Jan 7, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left Jan 6, 2011, registered Jan 5, 2011 (-1 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
Signals
- C•••• Q••••••••• left W•••• F•••• A••••••• for &Partners (registered 2025-02-14)Feb 26, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address