DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• S••••••

C•••••••institutionalAlexandria, Vadual registrantIAPD 5016793

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Brian Keith Stewart

At current firm

1 y

since Dec 20, 2024

In the industry

18 y

since Oct 19, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• institutional current
since Dec 20, 2024 · Alexandria, Va
C••••••• W••••• M••••••••• I••• former
Jun 3, 2024 to Mar 28, 2025 · Alexandria, Va
C•••••• S••••• • C••• I••• national BD
May 23, 2020 to Jan 9, 2024 · Tysons Corner, Va
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to May 24, 2020 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Aug 4, 2014 to Jan 8, 2018 · Vienna, Va
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Aug 15, 2008 to Mar 25, 2014 · Richmond, Va
W•••• F•••• A••••••• wirehouse
Oct 22, 2007 to Jul 10, 2008 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

C••••••• W••••• M••••••••• I••• to C•••••••
left Mar 28, 2025, registered Dec 20, 2024 (-98 days) · Other · moved with a team
C•••••• S••••• • C••• I••• to C••••••• W••••• M••••••••• I•••
left Jan 9, 2024, registered Jun 3, 2024 (146 days) · Affiliated broker-dealer or bank to independent RIA
U••• I••••••••• S••••••• C•••••• to C•••••• S••••• • C••• I•••
left May 24, 2020, registered May 23, 2020 (-1 days) · corporate re-registration, not a move
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
N••••••••• M••••• I••••••••• S••••••••• to U••• F•••••••• P••••••• S•••••••
left Mar 25, 2014, registered Aug 4, 2014 (132 days) · Other
W•••• F•••• A••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Jul 10, 2008, registered Aug 15, 2008 (36 days) · Other

Signals

B•••• S•••••• left C••••••• W••••• M••••••••• I••• for Captrust (registered 2024-12-20)
Mar 28, 2025 · Advisor changed firm · fact
B•••• S•••••• left C•••••• S••••• • C••• I••• for C••••••• W••••• M••••••••• I••• (registered 2024-06-03)
Jan 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address