DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• H••• K••

W•••• F•••• A•••••••wirehouseHouston, Tx dual registrantIAPD 5022644

Feed of 09/14/2026

Also filed as Dan H••• Kim

At current firm

1 y

since Jan 27, 2025

In the industry

20 y

since Oct 20, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jan 27, 2025 · Houston, Tx
U••• I••••••••• S••••••• C•••••• no RAUM
Jun 6, 2024 to Dec 5, 2024 · Colorado Springs, Co
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Dec 14, 2023 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Aug 12, 2013 to Jan 8, 2018 · Addison, Tx
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Aug 1, 2013 · Carrollton, Tx
C•••• I••••••••• S••••••• C•••• former
Mar 29, 2012 to Oct 1, 2012 · Carrollton, Tx
U••• I••••••••• S••••••• C•••••• no RAUM
Oct 4, 2007 to Feb 24, 2012 · San Antonio, Tx
W•••• F•••• I••••••••• L•• unclassified
Oct 21, 2005 to Sep 18, 2007 · Newport Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

U••• I••••••••• S••••••• C•••••• to W•••• F•••• A•••••••
left Dec 5, 2024, registered Jan 27, 2025 (53 days) · Other
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to U••• F•••••••• P••••••• S•••••••
left Aug 1, 2013, registered Aug 12, 2013 (11 days) · Other
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
U••• I••••••••• S••••••• C•••••• to C•••• I••••••••• S••••••• C••••
left Feb 24, 2012, registered Mar 29, 2012 (34 days) · Other
W•••• F•••• I••••••••• L•• to U••• I••••••••• S••••••• C••••••
left Sep 18, 2007, registered Oct 4, 2007 (16 days) · Other

Signals

D••••• H••• K•• left U••• I••••••••• S••••••• C•••••• for W•••• F•••• A••••••• (registered 2025-01-27)
Dec 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address