DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John R Callaway
Feed of 09/14/2026
Also filed as John R Callaway
At current firm
0 y
since Oct 27, 2025
In the industry
20 y
since Apr 24, 2006 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Institutions, Inc. BD affiliated currentsince Oct 27, 2025 · Charlotte, Nc
- Truist Advisory Services, Inc. BD affiliatedDec 5, 2024 to Oct 22, 2025 · Charlotte, Nc
- Park Avenue Securities LLC BD affiliatedMar 1, 2022 to Dec 2, 2024 · Charlotte, Nc
- Wells Fargo Advisors wirehouseMay 23, 2018 to Mar 8, 2022 · Charlotte, Nc
- Pnc Wealth Management BD affiliatedFeb 25, 2014 to May 29, 2018 · Forest City, Nc
- Northwestern Mutual Investment Services,LLC no RAUMJun 27, 2012 to Feb 26, 2014 · Charlotte, Nc
- Bb&T Investment Services, Inc. formerJun 6, 2011 to Jun 1, 2012 · Charlotte, Nc
- Fifth Third Securities, Inc. BD affiliatedJun 17, 2010 to Jun 10, 2011 · Kannapolis, Nc
- Bb&T Investment Services, Inc. formerNov 20, 2007 to Jun 14, 2010 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to Osaic Institutions, Inc.left Oct 22, 2025, registered Oct 27, 2025 (5 days) · Affiliated broker-dealer or bank to another
- Park Avenue Securities LLC to Truist Advisory Services, Inc.left Dec 2, 2024, registered Dec 5, 2024 (3 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Park Avenue Securities LLCleft Mar 8, 2022, registered Mar 1, 2022 (-7 days) · Wirehouse to affiliated broker-dealer or bank
- Pnc Wealth Management to Wells Fargo Advisorsleft May 29, 2018, registered May 23, 2018 (-6 days) · Affiliated broker-dealer or bank to wirehouse
- Northwestern Mutual Investment Services,LLC to Pnc Wealth Managementleft Feb 26, 2014, registered Feb 25, 2014 (-1 days) · Other
- Bb&T Investment Services, Inc. to Northwestern Mutual Investment Services,LLCleft Jun 1, 2012, registered Jun 27, 2012 (26 days) · Other
- Fifth Third Securities, Inc. to Bb&T Investment Services, Inc.left Jun 10, 2011, registered Jun 6, 2011 (-4 days) · Other
- Bb&T Investment Services, Inc. to Fifth Third Securities, Inc.left Jun 14, 2010, registered Jun 17, 2010 (3 days) · Other
Signals
- John R Callaway left Truist Advisory Services, Inc. for Osaic Institutions, Inc. (registered 2025-10-27)Oct 22, 2025 · Advisor changed firm · fact
- John R Callaway left Park Avenue Securities Llc for Truist Advisory Services, Inc. (registered 2024-12-05)Dec 2, 2024 · Advisor changed firm · fact
- John R Callaway left Wells Fargo Advisors for Park Avenue Securities Llc (registered 2022-03-01)Mar 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address