DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Junior Rondeau

Cetera Investment Advisers LLCBD affiliatedDelray Beach, Fldual registrantIAPD 5043845

Feed of 09/14/2026

Also filed as Jay Rondeau

At current firm

2 y

since Feb 29, 2024

In the industry

20 y

since Dec 20, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Feb 29, 2024 · Delray Beach, Fl
Nfsg Corporation BD affiliated
Sep 22, 2021 to Oct 7, 2022 · Delray Beach, Fl
Elevated Capital Advisors, LLC independent RIA
Oct 12, 2020 to Mar 16, 2021 · Delray Beach, Fl
Osaic Fa, Inc. former
Jul 25, 2016 to Jan 15, 2019 · Wellington, Fl
Kovack Advisors, Inc. BD affiliated
May 20, 2015 to Oct 20, 2015 · Delray Beach, Fl
Primerica Advisors national BD
Dec 5, 2014 to May 5, 2015 · Lake Worth, Fl
Regal Investment Advisors LLC BD affiliated
May 10, 2013 to Oct 31, 2013 · Delray Beach, Fl
Primerica Advisors national BD
Jul 13, 2012 to Sep 10, 2012 · Lake Worth, Fl
Chase Investment Services Corp. former
Oct 23, 2009 to Jan 6, 2012 · Lake Worth, Fl
Raymond James Financial Services Advisors, Inc BD affiliated
Apr 9, 2009 to Jul 20, 2009 · Saint Petersburg, Fl

Moves

a registration end followed by a registration begin elsewhere

Nfsg Corporation to Cetera Investment Advisers LLC
left Oct 7, 2022, registered Feb 29, 2024 (510 days) · Affiliated broker-dealer or bank to another
Elevated Capital Advisors, LLC to Nfsg Corporation
left Mar 16, 2021, registered Sep 22, 2021 (190 days) · RIA to affiliated broker-dealer or bank
Osaic Fa, Inc. to Elevated Capital Advisors, LLC
left Jan 15, 2019, registered Oct 12, 2020 (636 days) · Affiliated broker-dealer or bank to independent RIA
Kovack Advisors, Inc. to Osaic Fa, Inc.
left Oct 20, 2015, registered Jul 25, 2016 (279 days) · Other
Primerica Advisors to Kovack Advisors, Inc.
left May 5, 2015, registered May 20, 2015 (15 days) · Other
Regal Investment Advisors LLC to Primerica Advisors
left Oct 31, 2013, registered Dec 5, 2014 (400 days) · Other
Primerica Advisors to Regal Investment Advisors LLC
left Sep 10, 2012, registered May 10, 2013 (242 days) · Other
Chase Investment Services Corp. to Primerica Advisors
left Jan 6, 2012, registered Jul 13, 2012 (189 days) · Other
Raymond James Financial Services Advisors, Inc to Chase Investment Services Corp.
left Jul 20, 2009, registered Oct 23, 2009 (95 days) · Other

Signals

Junior Rondeau left Nfsg Corporation for Cetera Investment Advisers Llc (registered 2024-02-29)
Oct 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address