RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••••••
- P•• W••••• M••••••••• BD affiliated currentsince Apr 7, 2026 · Wilmington, Nc
- E•••••• A••••••• G••••• L•• BD affiliatedNov 27, 2023 to Jun 10, 2025 · Greenwood Village, Co
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedDec 9, 2019 to Oct 24, 2023 · Colorado Springs, Co
- C•••••• S••••• • C••• I••• national BDOct 30, 2017 to Nov 22, 2019 · Lone Tree, Co
- S•••••••• A••••••• L•• national BDJan 7, 2016 to Jul 31, 2017 · Greenwood Village, Co
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 6, 2006 to Apr 13, 2006 · West Chester, Pa
- E•••••• A••••••• G••••• L•• to P•• W••••• M•••••••••left Jun 10, 2025, registered Apr 7, 2026 (301 days) · Affiliated broker-dealer or bank to another
- T• R••• P•••• A••••••• S•••••••• I••• to E•••••• A••••••• G••••• L••left Oct 24, 2023, registered Nov 27, 2023 (34 days) · RIA to affiliated broker-dealer or bank
- C•••••• S••••• • C••• I••• to T• R••• P•••• A••••••• S•••••••• I•••left Nov 22, 2019, registered Dec 9, 2019 (17 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Jul 31, 2017, registered Oct 30, 2017 (91 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to S•••••••• A••••••• L••left Apr 13, 2006, registered Jan 7, 2016 (3556 days) · Affiliated broker-dealer or bank to another
- B•••• J•••••• left E•••••• A••••••• G••••• L•• for P•• W••••• M••••••••• (registered 2026-04-07)Jun 10, 2025 · Advisor changed firm · fact
- B•••• J•••••• left T• R••• P•••• A••••••• S•••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2023-11-27)Oct 24, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address