DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Christopher Genninger
Feed of 09/14/2026
Also filed as Brian C Genninger
At current firm
5 y
since Aug 26, 2021
In the industry
20 y
since Feb 11, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Aug 26, 2021 · Lakeland, Fl
- Raymond James Financial Services Advisors, Inc BD affiliatedSep 23, 2019 to Aug 16, 2021 · Saint Petersburg, Fl
- Usaa Investment Services Company no RAUMJan 8, 2018 to Sep 12, 2019 · San Antonio, Tx
- Usaa Financial Planning Services formerNov 23, 2015 to Jan 8, 2018 · Tampa, Fl
- Morgan Stanley wirehouseNov 28, 2011 to Oct 13, 2015 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to LPL Financial LLCleft Aug 16, 2021, registered Aug 26, 2021 (10 days) · Affiliated broker-dealer or bank to another · moved with a team
- Usaa Investment Services Company to Raymond James Financial Services Advisors, Incleft Sep 12, 2019, registered Sep 23, 2019 (11 days) · Affiliated broker-dealer or bank to another
- Usaa Financial Planning Services to Usaa Investment Services Companyleft Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- Morgan Stanley to Usaa Financial Planning Servicesleft Oct 13, 2015, registered Nov 23, 2015 (41 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address