T••••• E••••• C•••••••

C•••••••institutionalAlpharetta, GaIA-onlyIAPD 5050664

Certified Financial Planner

Feed of 09/14/2026

Also filed as T••••• E••••• C••••••••• C•••••••

At current firm

1 y

since Mar 3, 2025

In the industry

20 y

since Feb 23, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• institutional current
since Mar 3, 2025 · Alpharetta, Ga
W•••• F•••• A••••••• wirehouse
Feb 1, 2023 to Feb 4, 2025 · Duluth, Ga
C•••••• S••••• • C••• I••• national BD
Jun 5, 2020 to Dec 13, 2022 · Atlanta, Ga
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to May 24, 2020 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Mar 9, 2010 to Jan 8, 2018 · Mclean, Va
A••••••••• F•••••••• S•••••••• L•• national BD
Mar 8, 2006 to Oct 21, 2008 · Alpharetta, Ga

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to C•••••••
left Feb 4, 2025, registered Mar 3, 2025 (27 days) · Other
C•••••• S••••• • C••• I••• to W•••• F•••• A•••••••
left Dec 13, 2022, registered Feb 1, 2023 (50 days) · Affiliated broker-dealer or bank to wirehouse
U••• I••••••••• S••••••• C•••••• to C•••••• S••••• • C••• I•••
left May 24, 2020, registered Jun 5, 2020 (12 days) · corporate re-registration, not a move
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to U••• F•••••••• P••••••• S•••••••
left Oct 21, 2008, registered Mar 9, 2010 (504 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

••• Locked
Feb 4, 2025 · Advisor changed firm · fact
••• Locked
Dec 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address