RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• F••••
- C••••••• P••••••• independent RIA currentsince May 26, 2026 · Savannah, Ga
- S••••••• I••••••••• A•••••••• I••• otherAug 29, 2025 to Feb 20, 2026 · Portland, Or
- V•••• F•••••••• A•••••••• I••• BD affiliatedJan 18, 2023 to Aug 4, 2025 · Houston, Tx
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedJun 25, 2019 to Dec 9, 2022 · Columbus, Oh
- S••••••• I••••••••• A•••••••• I••• to C••••••• P•••••••left Feb 20, 2026, registered May 26, 2026 (95 days) · Other
- V•••• F•••••••• A•••••••• I••• to S••••••• I••••••••• A•••••••• I•••left Aug 4, 2025, registered Aug 29, 2025 (25 days) · Other
- N••••••••• I••••••••• A•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Dec 9, 2022, registered Jan 18, 2023 (40 days) · Affiliated broker-dealer or bank to another
- J••••••• F•••• left S••••••• I••••••••• A•••••••• I••• for C••••••• P••••••• (registered 2026-05-26)Feb 20, 2026 · Advisor changed firm · fact
- J••••••• F•••• left V•••• F•••••••• A•••••••• I••• for S••••••• I••••••••• A•••••••• I••• (registered 2025-08-29)Aug 4, 2025 · Advisor changed firm · fact
- J••••••• F•••• left N••••••••• I••••••••• A•••••••• L•• for V•••• F•••••••• A•••••••• I••• (registered 2023-01-18)Dec 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address