DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sean Stephens

Allstate Financial Advisors, LLCBD affiliatedBedford, Txdual registrantIAPD 5056254

Feed of 09/14/2026

Also filed as Sean Kendrick Stephens

At current firm

0 y

since Jan 2, 2026

In the industry

19 y

since Aug 28, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Allstate Financial Advisors, LLC BD affiliated current
since Jan 2, 2026 · Bedford, Tx
J.P. Morgan Securities LLC wirehouse
Jun 23, 2022 to Dec 4, 2025 · Plano, Tx
Pruco Securities, LLC no RAUM
Dec 16, 2020 to Jun 3, 2022 · Plano, Tx
Horace Mann Investors, Inc. no RAUM
Jun 28, 2019 to Feb 3, 2020 · Arlington, Tx
Allstate Financial Advisors, LLC BD affiliated
Oct 12, 2015 to Jun 30, 2017 · Arlington, Tx
Usaa Financial Planning Services former
Aug 22, 2014 to Jul 20, 2015 · Addison, Tx
Chase Investment Services Corp. former
Jun 5, 2009 to Nov 22, 2010 · Duncanville, Tx
Ameriprise Financial Services, LLC national BD
Nov 10, 2008 to Feb 25, 2009 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

J.P. Morgan Securities LLC to Allstate Financial Advisors, LLC
left Dec 4, 2025, registered Jan 2, 2026 (29 days) · Wirehouse to affiliated broker-dealer or bank
Pruco Securities, LLC to J.P. Morgan Securities LLC
left Jun 3, 2022, registered Jun 23, 2022 (20 days) · Affiliated broker-dealer or bank to wirehouse
Horace Mann Investors, Inc. to Pruco Securities, LLC
left Feb 3, 2020, registered Dec 16, 2020 (317 days) · Other
Allstate Financial Advisors, LLC to Horace Mann Investors, Inc.
left Jun 30, 2017, registered Jun 28, 2019 (728 days) · Other
Usaa Financial Planning Services to Allstate Financial Advisors, LLC
left Jul 20, 2015, registered Oct 12, 2015 (84 days) · Other
Chase Investment Services Corp. to Usaa Financial Planning Services
left Nov 22, 2010, registered Aug 22, 2014 (1369 days) · Other
Ameriprise Financial Services, LLC to Chase Investment Services Corp.
left Feb 25, 2009, registered Jun 5, 2009 (100 days) · Other

Signals

Sean Stephens left J.P. Morgan Securities Llc for Allstate Financial Advisors, Llc (registered 2026-01-02)
Dec 4, 2025 · Advisor changed firm · fact
Sean Stephens left Pruco Securities, Llc for J.P. Morgan Securities Llc (registered 2022-06-23)
Jun 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address