DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Derrick Richard Stancick
Feed of 09/15/2026
At current firm
2 y
since Dec 5, 2023
In the industry
19 y
since Oct 9, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
4
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Federated Global Investment Management Corp. asset manager currentsince Apr 17, 2024 · Gilbertsville, Pa
- Mdt Advisers, A Division Of Federated Mdta LLC asset manager currentsince Dec 13, 2023 · Boston, Ma
- Federated Securities Corp. no RAUM currentsince Dec 5, 2023 · Pittsburgh, Pa
- Federated Investment Counseling institutional currentsince Dec 5, 2023 · Pittsburgh, Pa
- Hartford Funds asset managerJan 23, 2015 to Dec 6, 2023 · Wayne, Pa
- Hartford Funds asset managerApr 9, 2014 to Dec 31, 2014 · Wayne, Pa
- Directed Services LLC formerNov 23, 2009 to Nov 30, 2010 · West Chester, Pa
Moves
a registration end followed by a registration begin elsewhere
- Hartford Funds to Federated Investment Counselingleft Dec 6, 2023, registered Dec 5, 2023 (-1 days) · Other
- Directed Services LLC to Hartford Fundsleft Nov 30, 2010, registered Apr 9, 2014 (1226 days) · Other
Signals
- Derrick Richard Stancick left Hartford Funds for Federated Investment Counseling (registered 2023-12-05)Dec 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address