DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• F••••••• A•••••

V••••••• A•••••••• I•••BD affiliatedPlano, Txdual registrantIAPD 5080234

Feed of 09/19/2026

Also filed as J•••• F A•••••

At current firm

0 y

since Sep 18, 2026

In the industry

20 y

since Apr 19, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Sep 18, 2026 · Plano, Tx
J••• M••••• S••••••••• L•• wirehouse
Jan 25, 2021 to Jul 26, 2026 · Dallas, Tx
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Jun 22, 2020 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Dec 23, 2010 to Jan 8, 2018 · San Antonio, Tx
C•••• I••••••••• S••••••• C•••• former
Mar 19, 2008 to Nov 17, 2010 · Rockwall, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 20, 2006 to Mar 10, 2008 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to V••••••• A•••••••• I•••
left Jul 26, 2026, registered Sep 18, 2026 (54 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
U••• I••••••••• S••••••• C•••••• to J••• M••••• S••••••••• L••
left Jun 22, 2020, registered Jan 25, 2021 (217 days) · Other
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
C•••• I••••••••• S••••••• C•••• to U••• F•••••••• P••••••• S•••••••
left Nov 17, 2010, registered Dec 23, 2010 (36 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••
left Mar 10, 2008, registered Mar 19, 2008 (9 days) · Other

Signals

J•••• F••••••• A••••• registered as an investment adviser representative at V••••••• A•••••••• I•••
Sep 18, 2026 · Advisor registered · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address