RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••••• S•••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jun 3, 2021 · Orlando, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 13, 2018 to May 20, 2021 · Deland, Fl
- F••••••• F•••••••• A••••••••• I••• formerJun 13, 2018 to May 18, 2021 · Deland, Fl
- K••••• S••••• • W••••• W••••• M••••••••• L•• independent RIAJan 9, 2015 to May 24, 2018 · Daytona Beach, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••• W••••• A•••••••• I•••left May 20, 2021, registered Jun 3, 2021 (14 days) · Other
- F••••••• F•••••••• A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 18, 2021, registered Sep 13, 2018 (-978 days) · Other
- K••••• S••••• • W••••• W••••• M••••••••• L•• to F••••••• F•••••••• A••••••••• I•••left May 24, 2018, registered Jun 13, 2018 (20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address