RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• S•••••• K•••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Dec 15, 2015 · Wheaton, Il
- G••••••• A•••••••• L•• independent RIAOct 17, 2013 to Dec 16, 2015 · Chapel Hill, Nc
- G• A• R••••• • C•••••• BD affiliatedSep 2, 2010 to Oct 18, 2013 · Chapel Hill, Nc
- H• B•••• I••• formerJan 27, 2009 to Aug 10, 2010 · Rockville, Md
- O• I••••••••• M••••••••• C• BD affiliatedMay 9, 2008 to Dec 31, 2008 · Chapel Hill, Nc
- S••••••• F•••••••• S•••••••• I••• formerDec 14, 2006 to May 1, 2008 · Chapel Hill, Nc
- G••••••• A•••••••• L•• to B••••••••• C•••••• M••••••••• L••left Dec 16, 2015, registered Dec 15, 2015 (-1 days) · Other
- G• A• R••••• • C•••••• to G••••••• A•••••••• L••left Oct 18, 2013, registered Oct 17, 2013 (-1 days) · Other
- H• B•••• I••• to G• A• R••••• • C••••••left Aug 10, 2010, registered Sep 2, 2010 (23 days) · Other
- O• I••••••••• M••••••••• C• to H• B•••• I•••left Dec 31, 2008, registered Jan 27, 2009 (27 days) · Other
- S••••••• F•••••••• S•••••••• I••• to O• I••••••••• M••••••••• C•left May 1, 2008, registered May 9, 2008 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address