DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jamie Michael Lima

Sax Wealth Advisors, LLCindependent RIAValley Center, Ca IA-onlyIAPD 5138442

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jamie Lima

At current firm

1 y

since Apr 10, 2025

In the industry

20 y

since Jul 14, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Sax Wealth Advisors, LLC independent RIA current
since Apr 10, 2025 · Parsippany, Nj
Origin Investment Advisory LLC independent RIA
May 4, 2021 to May 4, 2022 · Sarasota, Fl
Woodson Wealth Management unclassified
May 26, 2020 to Jul 15, 2025 · Ramona, Ca
First Allied Advisory Services, Inc. former
Feb 28, 2020 to Apr 17, 2020 · San Diego, Ca
Presidio Capital Management, LLC independent RIA
Feb 28, 2020 to Apr 17, 2020 · San Diego, Ca
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Mar 2, 2020 · Boston, Ma
Strategic Advisers LLC national BD
Aug 15, 2011 to Jul 13, 2018 · Mission Viejo, Ca
Morgan Stanley wirehouse
Jun 1, 2009 to Jul 7, 2011 · Ontario, Ca
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Jun 1, 2009 · Ontario, Ca
Morgan Stanley Dw Inc. unclassified
Jul 17, 2006 to Apr 2, 2007 · Ontario, Ca

Moves

a registration end followed by a registration begin elsewhere

Woodson Wealth Management to Origin Investment Advisory LLC
left Jul 15, 2025, registered May 4, 2021 (-1533 days) · Other
Origin Investment Advisory LLC to Sax Wealth Advisors, LLC
left May 4, 2022, registered Apr 10, 2025 (1072 days) · RIA to RIA
First Allied Advisory Services, Inc. to Woodson Wealth Management
left Apr 17, 2020, registered May 26, 2020 (39 days) · Other
Presidio Capital Management, LLC to First Allied Advisory Services, Inc.
left Apr 17, 2020, registered Feb 28, 2020 (-49 days) · RIA to affiliated broker-dealer or bank
Fidelity Personal And Workplace Advisors to Presidio Capital Management, LLC
left Mar 2, 2020, registered Feb 28, 2020 (-3 days) · Affiliated broker-dealer or bank to independent RIA
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Morgan Stanley to Strategic Advisers LLC
left Jul 7, 2011, registered Aug 15, 2011 (39 days) · Wirehouse to affiliated broker-dealer or bank
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

Jamie Michael Lima left Woodson Wealth Management for Origin Investment Advisory Llc (registered 2021-05-04)
Jul 15, 2025 · Advisor changed firm · fact
Jamie Michael Lima left Origin Investment Advisory Llc for Sax Wealth Advisors, Llc (registered 2025-04-10)
May 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address