DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Justin David Brown
At current firm
0 y
since Oct 23, 2025
In the industry
20 y
since May 1, 2006 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Oct 23, 2025 · Prosper, Tx
- Edward Jones national BDJun 3, 2022 to Oct 24, 2025 · Allen, Tx
- Bok Financial Private Wealth, Inc. independent RIAMay 24, 2021 to Jun 17, 2022 · Dallas, Tx
- Bok Financial Advisors BD affiliatedFeb 19, 2019 to Jun 15, 2022 · Plano, Tx
- Td Ameritrade Investment Management, LLC formerOct 17, 2018 to Mar 4, 2019 · Southlake, Tx
- Td Ameritrade, Inc. formerOct 17, 2018 to Mar 4, 2019 · Westlake, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 10, 2018 to Oct 10, 2018 · Mckinney, Tx
- Eagle Strategies LLC BD affiliatedDec 12, 2017 to Sep 7, 2018 · Frisco, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 2, 2007 to Jul 11, 2017 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Edward Jones to LPL Financial LLCleft Oct 24, 2025, registered Oct 23, 2025 (-1 days) · Affiliated broker-dealer or bank to another
- Bok Financial Private Wealth, Inc. to Edward Jonesleft Jun 17, 2022, registered Jun 3, 2022 (-14 days) · RIA to affiliated broker-dealer or bank
- Bok Financial Advisors to Bok Financial Private Wealth, Inc.left Jun 15, 2022, registered May 24, 2021 (-387 days) · Affiliated broker-dealer or bank to independent RIA
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Mar 4, 2019, registered Oct 17, 2018 (-138 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Mar 4, 2019, registered Oct 17, 2018 (-138 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Td Ameritrade, Inc.left Oct 10, 2018, registered Oct 17, 2018 (7 days) · Other
- Eagle Strategies LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 7, 2018, registered Sep 10, 2018 (3 days) · Affiliated broker-dealer or bank to wirehouse
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Eagle Strategies LLCleft Jul 11, 2017, registered Dec 12, 2017 (154 days) · Other
Signals
- Justin Brown left Edward Jones for Lpl Financial Llc (registered 2025-10-23)Oct 24, 2025 · Advisor changed firm · fact
- Justin Brown left Bok Financial Private Wealth, Inc. for Edward Jones (registered 2022-06-03)Jun 17, 2022 · Advisor changed firm · fact
- Justin Brown left Bok Financial Advisors for Bok Financial Private Wealth, Inc. (registered 2021-05-24)Jun 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address