DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brandon Beck
Feed of 09/14/2026
Also filed as Brandon K Beck
At current firm
0 y
since Dec 22, 2025
In the industry
16 y
since Oct 22, 2009 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Confluence Financial Partners independent RIA currentsince Dec 22, 2025 · Bonita Springs, Fl
- Ae Wealth Management, LLC BD affiliatedJan 10, 2024 to Nov 3, 2025 · Naples, Fl
- Familywealth mixed wealthSep 26, 2022 to Feb 16, 2024 · Lake Mary, Fl
- Blackston Financial Advisory Group, LLC independent RIAJun 12, 2019 to Jul 29, 2022 · The Villages, Fl
- Brookstone Capital Management LLC independent RIAFeb 17, 2015 to Apr 4, 2019 · Shreveport, La
- First Financial Securities Of America, Inc. unclassifiedJan 10, 2014 to Jan 2, 2015 · Covington, La
- Cetera Investment Services LLC formerJan 11, 2012 to Apr 15, 2013 · Shreveport, La
- Chase Investment Services Corp. formerOct 26, 2009 to Dec 15, 2011 · Shreveport, La
Moves
a registration end followed by a registration begin elsewhere
- Ae Wealth Management, LLC to Confluence Financial Partnersleft Nov 3, 2025, registered Dec 22, 2025 (49 days) · Affiliated broker-dealer or bank to independent RIA
- Familywealth to Ae Wealth Management, LLCleft Feb 16, 2024, registered Jan 10, 2024 (-37 days) · RIA to affiliated broker-dealer or bank
- Blackston Financial Advisory Group, LLC to Familywealthleft Jul 29, 2022, registered Sep 26, 2022 (59 days) · RIA to RIA
- Brookstone Capital Management LLC to Blackston Financial Advisory Group, LLCleft Apr 4, 2019, registered Jun 12, 2019 (69 days) · RIA to RIA
- First Financial Securities Of America, Inc. to Brookstone Capital Management LLCleft Jan 2, 2015, registered Feb 17, 2015 (46 days) · Other
- Cetera Investment Services LLC to First Financial Securities Of America, Inc.left Apr 15, 2013, registered Jan 10, 2014 (270 days) · Other
- Chase Investment Services Corp. to Cetera Investment Services LLCleft Dec 15, 2011, registered Jan 11, 2012 (27 days) · Other
Signals
- Brandon Beck left Ae Wealth Management, Llc for Confluence Financial Partners (registered 2025-12-22)Nov 3, 2025 · Advisor changed firm · fact
- Brandon Beck left Familywealth for Ae Wealth Management, Llc (registered 2024-01-10)Feb 16, 2024 · Advisor changed firm · fact
- Brandon Beck left Blackston Financial Advisory Group, Llc for Familywealth (registered 2022-09-26)Jul 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address