DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Noah Adam Koterba

Summit Financial, LLCBD affiliatedCincinnati, Ohdual registrantIAPD 5170495

Feed of 09/14/2026

At current firm

0 y

since Mar 9, 2026

In the industry

20 y

since Aug 14, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Summit Financial, LLC BD affiliated current
since Mar 9, 2026 · Cincinnati, Oh
Wells Fargo Advisors wirehouse
Jun 21, 2019 to Mar 10, 2026 · Cincinnati, Oh
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Jul 3, 2019 · West Chester, Oh
Chase Investment Services Corp. former
Apr 19, 2010 to Oct 1, 2012 · West Chester, Oh
Pnc Wealth Management BD affiliated
Nov 13, 2009 to Mar 31, 2010 · Cincinnati, Oh
Natcity Investments, Inc. unclassified
Jul 23, 2009 to Nov 13, 2009 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to Summit Financial, LLC
left Mar 10, 2026, registered Mar 9, 2026 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
J.P. Morgan Securities LLC to Wells Fargo Advisors
left Jul 3, 2019, registered Jun 21, 2019 (-12 days) · Wirehouse to wirehouse
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Pnc Wealth Management to Chase Investment Services Corp.
left Mar 31, 2010, registered Apr 19, 2010 (19 days) · Other
Natcity Investments, Inc. to Pnc Wealth Management
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move

Signals

Noah Adam Koterba left Wells Fargo Advisors for Summit Financial, Llc (registered 2026-03-09)
Mar 10, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address