DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• J••••• A•••

S•••• I••••• S••••••••• L••independent RIAMurfreesboro, Tn dual registrantIAPD 5176467

Certified Financial Planner

Feed of 09/15/2026

Also filed as Tyson J Asay

At current firm

2 y

since Sep 4, 2024

In the industry

19 y

since Mar 2, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• I••••• S••••••••• L•• independent RIA current
since Sep 4, 2024 · Murfreesboro, Tn
R•••••• J•••• • A••••••••• I••• national BD
Mar 4, 2020 to Aug 23, 2024 · Chattanooga, Tn
C•••••• A••••••• BD affiliated
Jul 23, 2019 to Mar 2, 2020 · Fort Washington, Pa
L•••••• I••••••••• independent RIA
Jul 22, 2019 to Mar 2, 2020 · Independence, Oh
T• A••••••••• I••• former
Mar 5, 2018 to Jul 22, 2019 · Chattanooga, Tn
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Jul 22, 2019 · Omaha, Ne
S•••••••• I••••••••• M••••••••• former
Jul 27, 2017 to Feb 26, 2018 · Saint Louis, Mo
S•••••••• A••••••• L•• national BD
Nov 18, 2011 to Aug 21, 2015 · Campbell, Ca

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to S•••• I••••• S••••••••• L••
left Aug 23, 2024, registered Sep 4, 2024 (12 days) · Affiliated broker-dealer or bank to independent RIA
C•••••• A••••••• to R•••••• J•••• • A••••••••• I•••
left Mar 2, 2020, registered Mar 4, 2020 (2 days) · Affiliated broker-dealer or bank to another
L•••••• I••••••••• to C•••••• A•••••••
left Mar 2, 2020, registered Jul 23, 2019 (-223 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Jul 22, 2019, registered Mar 5, 2018 (-504 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to L•••••• I•••••••••
left Jul 22, 2019, registered Jul 22, 2019 (0 days) · Other
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
S•••••••• A••••••• L•• to S•••••••• I••••••••• M•••••••••
left Aug 21, 2015, registered Jul 27, 2017 (706 days) · Other

Signals

T•••• J••••• A••• left R•••••• J•••• • A••••••••• I••• for S•••• I••••• S••••••••• L•• (registered 2024-09-04)
Aug 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address