DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Laura Lincoln Gustafson

Allworth Financial, L.P.BD affiliatedNorwood, Ma IA-onlyIAPD 5179973

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Laura Lincoln Gustafson

At current firm

0 y

since Nov 13, 2025

In the industry

20 y

since Aug 21, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Allworth Financial, L.P. BD affiliated current
since Nov 13, 2025 · Norwood, Ma
Shorepoint Capital Partners LLC former
Mar 13, 2023 to Oct 30, 2025 · Norwood, Ma
Sk Wealth Management, LLC independent RIA
May 20, 2022 to Feb 6, 2023 · Providence, Ri
M Holdings Securities, Inc. BD affiliated
Oct 10, 2018 to Sep 9, 2019 · Needham, Ma
Msi Financial Services, Inc. former
Dec 9, 2011 to Jul 10, 2012 · Warwick, Ri
Begin Financial Consulting, Inc. unclassified
May 8, 2008 to Nov 17, 2008 · Lincoln, Ri
Strategicpoint Investment Advisors LLC independent RIA
Aug 22, 2006 to Feb 6, 2007 · Providence, Ri

Moves

a registration end followed by a registration begin elsewhere

Shorepoint Capital Partners LLC to Allworth Financial, L.P.
left Oct 30, 2025, registered Nov 13, 2025 (14 days) · RIA to affiliated broker-dealer or bank · moved with a team
Sk Wealth Management, LLC to Shorepoint Capital Partners LLC
left Feb 6, 2023, registered Mar 13, 2023 (35 days) · RIA to RIA
M Holdings Securities, Inc. to Sk Wealth Management, LLC
left Sep 9, 2019, registered May 20, 2022 (984 days) · Affiliated broker-dealer or bank to independent RIA
Msi Financial Services, Inc. to M Holdings Securities, Inc.
left Jul 10, 2012, registered Oct 10, 2018 (2283 days) · Other
Begin Financial Consulting, Inc. to Msi Financial Services, Inc.
left Nov 17, 2008, registered Dec 9, 2011 (1117 days) · Other
Strategicpoint Investment Advisors LLC to Begin Financial Consulting, Inc.
left Feb 6, 2007, registered May 8, 2008 (457 days) · Other

Signals

Laura Lincoln Gustafson left Shorepoint Capital Partners Llc for Allworth Financial, L.P. (registered 2025-11-13)
Oct 30, 2025 · Advisor changed firm · fact
Laura Lincoln Gustafson left Sk Wealth Management, Llc for Shorepoint Capital Partners Llc (registered 2023-03-13)
Feb 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address