DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sk Wealth Management, LLC
Latest filing Jan 30, 2026
First filing on the tape Feb 22, 2012 · 23 filings
SEC status approved since Mar 15, 1999
RAUM
$639M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$638M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$106M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$639M as of Jan 30, 2026
Feb 22, 2012$109M then
HNW client RAUM$574M as of Jan 30, 2026
Feb 16, 2018$194M then
State-registered IARs (5.B.3)0 as of Jan 30, 2026
Feb 22, 20120 then
Employees (5.A)6 as of Jan 30, 2026
Feb 14, 20136 then
Private funds: no history
RAUM +15% over the last fiscal year+19% a year over threeIARs 0 to 0offices 0 to 4
Practice profile
derived from the filing of Jan 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $106MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $529,812derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$574M90%
- Individuals$64.0M10%
- Pension and profit-sharing plans$1.1M0.2%
- Corporations and businesses$54,7960.0%
- Individual clients
- 140reported
- HNW clients
- 179reported
- Pension plan clients
- 3reported
- Charitable clients
- n/areported
- Accounts
- 1,206reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason Eric ArchambaultCertified Financial Planner | Providence, Ri | Nov 12, 2009 | 28 y | 0 |
| Mackenzie Moen RichardsCertified Financial Planner | Providence, Ri | Feb 28, 2021 | 13 y | 5 |
| Andrew James CayerCertified Financial Planner | Providence, Ri | Feb 8, 2023 | 11 y | 2 |
| Andrew Travis WongCertified Financial Planner | Providence, Ri | Nov 3, 2024 | 10 y | 0 |
| Cheryl Anne Dugas EthierCertified Financial Planner | Jan 1, 2026 | 20 y | 0 | |
| Matthew Mahar NeylandChartered Financial Analyst | Jan 1, 2026 | 30 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Laura Lincoln Gustafson to Shorepoint Capital Partners LLCFeb 6, 2023 · RIA to RIA
Joined, latest
- Matthew Mahar Neyland from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 1, 2026 · Wirehouse to independent RIA
- Andrew James Cayer from Aevitas Wealth Management, Inc.Feb 8, 2023 · RIA to RIA
- Laura Lincoln Gustafson from M Holdings Securities, Inc.May 20, 2022 · Affiliated broker-dealer or bank to independent RIA
- Mackenzie Moen Richards from Commonwealth Financial NetworkFeb 28, 2021 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Eric Jason Archambault · Ceo, Chief Compliance Officercontrolsince 01/2011 · owns 50% to 75%
- Manuel Jason Da Ponte · Membercontrolsince 05/2017 · owns 10% to 25%
- A. David Gobeille · Membercontrolsince 07/1998 · owns 25% to 50%
- Mahar Matthew Neyland · Chief Investment Officersince 06/2008 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Providence, Ri · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,130 to 1,206May 29, 2025 to Jan 30, 2026
- HNW clients · 162 to 179May 29, 2025 to Jan 30, 2026
- Individual clients · 171 to 140May 29, 2025 to Jan 30, 2026
- Financial planning clients · 101-250 to 251-500May 29, 2025 to Jan 30, 2026
- Discretionary RAUM · $545M to $629MMay 29, 2025 to Jan 30, 2026
- HNW RAUM · $491M to $574MMay 29, 2025 to Jan 30, 2026
- Individual RAUM · $62.4M to $64.0MMay 29, 2025 to Jan 30, 2026
- Non-discretionary RAUM · $10.0M to $10.4MMay 29, 2025 to Jan 30, 2026
- Pension RAUM · $981,745 to $1.1MMay 29, 2025 to Jan 30, 2026
- RAUM · $555M to $639MMay 29, 2025 to Jan 30, 2026
- Financial planning clients · 101-250 to 101-250Feb 10, 2025 to May 29, 2025
- Other offices · 0 to 4Feb 10, 2025 to May 29, 2025
- Accounts · 326 to 1,130Jul 9, 2024 to Feb 10, 2025
- HNW clients · 142 to 162Jul 9, 2024 to Feb 10, 2025
- Individual clients · 181 to 171Jul 9, 2024 to Feb 10, 2025
- Pension plan clients · 2 to 3Jul 9, 2024 to Feb 10, 2025
- Discretionary RAUM · $423M to $545MJul 9, 2024 to Feb 10, 2025
- HNW RAUM · $360M to $491MJul 9, 2024 to Feb 10, 2025
- Individual RAUM · $68.4M to $62.4MJul 9, 2024 to Feb 10, 2025
- Non-discretionary RAUM · $6.4M to $10.0MJul 9, 2024 to Feb 10, 2025
- Pension RAUM · $922,989 to $981,745Jul 9, 2024 to Feb 10, 2025
- RAUM · $429M to $555MJul 9, 2024 to Feb 10, 2025
- Accounts · 1,077 to 326Feb 8, 2023 to Mar 4, 2024
- Advisory employees · 5 to 4Feb 8, 2023 to Mar 4, 2024
- HNW clients · 127 to 142Feb 8, 2023 to Mar 4, 2024
- Individual clients · 192 to 181Feb 8, 2023 to Mar 4, 2024
- Pension plan clients · 1 to 2Feb 8, 2023 to Mar 4, 2024
- Discretionary RAUM · $370M to $423MFeb 8, 2023 to Mar 4, 2024
- HNW RAUM · $306M to $360MFeb 8, 2023 to Mar 4, 2024
- Individual RAUM · $70.3M to $68.4MFeb 8, 2023 to Mar 4, 2024
- Non-discretionary RAUM · $7.7M to $6.4MFeb 8, 2023 to Mar 4, 2024
- Pension RAUM · $641,588 to $922,989Feb 8, 2023 to Mar 4, 2024
- RAUM · $377M to $429MFeb 8, 2023 to Mar 4, 2024
- Accounts · 1,009 to 1,077Mar 1, 2022 to Feb 8, 2023
- Advisory employees · 4 to 5Mar 1, 2022 to Feb 8, 2023
- Corporate clients · 2 to 1Mar 1, 2022 to Feb 8, 2023
- HNW clients · 137 to 127Mar 1, 2022 to Feb 8, 2023
- Individual clients · 171 to 192Mar 1, 2022 to Feb 8, 2023
- Discretionary RAUM · $424M to $370MMar 1, 2022 to Feb 8, 2023
- HNW RAUM · $366M to $306MMar 1, 2022 to Feb 8, 2023
Signals
5 dated events
- Sk Wealth Management, Llc reported RAUM $555.3M, up 29% from $429.2M (2024-07-09 to 2025-02-10)Feb 10, 2025 · RAUM change · derived
- M. Craig Bilodeau (Member) no longer on Schedule A of Sk Wealth Management, Llc (listed 2023-02-08, absent 2024-03-04)Mar 4, 2024 · Control person left · inference
- Laura Lincoln Gustafson left Sk Wealth Management, Llc for Shorepoint Capital Partners Llc (registered 2023-03-13)Feb 6, 2023 · Advisor changed firm · fact
- Douglas M. Fay (Member) no longer on Schedule A of Sk Wealth Management, Llc (listed 2020-06-25, absent 2021-03-04)Mar 4, 2021 · Control person left · inference
- A. Michael Decataldo (Managing Member) no longer on Schedule A of Sk Wealth Management, Llc (listed 2019-03-27, absent 2020-03-03)Mar 3, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- koshea@skwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- tellmemore@skwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- amacedo@skwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- cbarry@skwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kdesimone@skwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 401-331-1575reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/SK-WEALTH-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- SKWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 401-331-1575reportedpublic record, Form ADV, Jan 30, 2026
- Team page
- skwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $106Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026