DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Ashley Renfroe

Wealth Enhancement Advisory Services, LLCBD affiliatedDestin, Fl dual registrantIAPD 5190444

Feed of 09/14/2026

Also filed as James Renfroe

At current firm

1 y

since May 20, 2025

In the industry

19 y

since Oct 2, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wealth Enhancement Advisory Services, LLC BD affiliated current
since May 20, 2025 · Destin, Fl
Marcum Wealth, LLC former
Mar 18, 2024 to May 19, 2025 · Cleveland, Oh
Arista Consulting Group unclassified
Jun 9, 2022 to Jan 19, 2024 · Sautee Nacoochee, Ga
Principal Securities, Inc. BD affiliated
Jun 27, 2018 to May 10, 2022 · Birmingham, Al
Cetera Investment Advisers LLC BD affiliated
Jan 5, 2018 to Jun 4, 2018 · Birmingham, Al
Pnc Managed Account Solutions, Inc. former
Aug 25, 2014 to Nov 24, 2017 · Birmingham, Al
Strategic Advisers LLC national BD
Feb 21, 2013 to Jul 24, 2014 · Birmingham, Al
Bancorpsouth Investment Services, Inc. former
Sep 30, 2009 to Mar 18, 2011 · Birmingham, Al
Principal Securities, Inc. BD affiliated
Aug 2, 2007 to Jun 18, 2009 · Birmingham, Al
UBS Financial Services Inc. wirehouse
Oct 3, 2006 to Apr 12, 2007 · Birmingham, Al

Moves

a registration end followed by a registration begin elsewhere

Marcum Wealth, LLC to Wealth Enhancement Advisory Services, LLC
left May 19, 2025, registered May 20, 2025 (1 days) · corporate re-registration, not a move
Arista Consulting Group to Marcum Wealth, LLC
left Jan 19, 2024, registered Mar 18, 2024 (59 days) · Other
Principal Securities, Inc. to Arista Consulting Group
left May 10, 2022, registered Jun 9, 2022 (30 days) · Other
Cetera Investment Advisers LLC to Principal Securities, Inc.
left Jun 4, 2018, registered Jun 27, 2018 (23 days) · Affiliated broker-dealer or bank to another
Pnc Managed Account Solutions, Inc. to Cetera Investment Advisers LLC
left Nov 24, 2017, registered Jan 5, 2018 (42 days) · Other
Strategic Advisers LLC to Pnc Managed Account Solutions, Inc.
left Jul 24, 2014, registered Aug 25, 2014 (32 days) · Other
Bancorpsouth Investment Services, Inc. to Strategic Advisers LLC
left Mar 18, 2011, registered Feb 21, 2013 (706 days) · Other
Principal Securities, Inc. to Bancorpsouth Investment Services, Inc.
left Jun 18, 2009, registered Sep 30, 2009 (104 days) · Other
UBS Financial Services Inc. to Principal Securities, Inc.
left Apr 12, 2007, registered Aug 2, 2007 (112 days) · Other

Signals

James Ashley Renfroe left Arista Consulting Group for Marcum Wealth, Llc (registered 2024-03-18)
Jan 19, 2024 · Advisor changed firm · fact
James Ashley Renfroe left Principal Securities, Inc. for Arista Consulting Group (registered 2022-06-09)
May 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address