DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrea Nicole Ellis

Focus Partners Wealth, LLCindependent RIAHilliard, OhIA-onlyIAPD 5193470

Certified Financial Planner

Feed of 09/14/2026

Also filed as Andrea Nicole Matthews

At current firm

0 y

since Jun 2, 2026

In the industry

27 y

since Jun 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Focus Partners Wealth, LLC independent RIA current
since Jun 2, 2026 · Hilliard, Oh
Pinnacle Advisors independent RIA
Nov 12, 2024 to Mar 25, 2026 · Mansfield, Oh
Mariner BD affiliated
Jul 12, 2024 to Oct 24, 2024 · Hillard, Oh
Jmg Financial Group Ltd independent RIA
Mar 22, 2022 to Jul 3, 2024 · Hilliard, Oh
Pruco Securities, LLC no RAUM
Oct 19, 2021 to Jan 20, 2022 · Zanesville, Oh
Budros, Ruhlin & Roe former
Jul 27, 2006 to Jul 1, 2021 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

Pinnacle Advisors to Focus Partners Wealth, LLC
left Mar 25, 2026, registered Jun 2, 2026 (69 days) · RIA to RIA
Mariner to Pinnacle Advisors
left Oct 24, 2024, registered Nov 12, 2024 (19 days) · Affiliated broker-dealer or bank to independent RIA
Jmg Financial Group Ltd to Mariner
left Jul 3, 2024, registered Jul 12, 2024 (9 days) · RIA to affiliated broker-dealer or bank
Pruco Securities, LLC to Jmg Financial Group Ltd
left Jan 20, 2022, registered Mar 22, 2022 (61 days) · Affiliated broker-dealer or bank to independent RIA
Budros, Ruhlin & Roe to Pruco Securities, LLC
left Jul 1, 2021, registered Oct 19, 2021 (110 days) · RIA to affiliated broker-dealer or bank

Signals

Andrea Nicole Ellis left Pinnacle Advisors for Focus Partners Wealth, Llc (registered 2026-06-02)
Mar 25, 2026 · Advisor changed firm · fact
Andrea Nicole Ellis left Mariner for Pinnacle Advisors (registered 2024-11-12)
Oct 24, 2024 · Advisor changed firm · fact
Andrea Nicole Ellis left Jmg Financial Group Ltd for Mariner (registered 2024-07-12)
Jul 3, 2024 · Advisor changed firm · fact
Andrea Nicole Ellis left Pruco Securities, Llc for Jmg Financial Group Ltd (registered 2022-03-22)
Jan 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address