DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kathryn Luffy Clark

Kestra Advisory Services, LLCBD affiliatedBridgeville, Pa dual registrantIAPD 5213914

Feed of 09/15/2026

Also filed as Kathryn Lynn Luffy

At current firm

4 y

since May 24, 2022

In the industry

19 y

since Jan 3, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Kestra Advisory Services, LLC BD affiliated current
since May 24, 2022 · Bridgeville, Pa
LPL Financial LLC BD affiliated
Aug 1, 2019 to Jun 9, 2022 · Pittsburgh, Pa
Morgan Stanley wirehouse
Jan 13, 2016 to Aug 5, 2019 · Pittsburgh, Pa
Pnc Wealth Management BD affiliated
Mar 25, 2014 to Dec 22, 2015 · Pittsburgh, Pa
Hefren-Tillotson, Inc. former
Mar 29, 2012 to Mar 21, 2014 · Pittsburgh, Pa
Federated Securities Corp. no RAUM
Nov 11, 2009 to Dec 8, 2010 · Warrendale, Pa
Federated Investment Counseling institutional
Jan 1, 2008 to Dec 8, 2010 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Kestra Advisory Services, LLC
left Jun 9, 2022, registered May 24, 2022 (-16 days) · RIA to affiliated broker-dealer or bank · moved with a team
Morgan Stanley to LPL Financial LLC
left Aug 5, 2019, registered Aug 1, 2019 (-4 days) · Wirehouse to independent RIA
Pnc Wealth Management to Morgan Stanley
left Dec 22, 2015, registered Jan 13, 2016 (22 days) · Other
Hefren-Tillotson, Inc. to Pnc Wealth Management
left Mar 21, 2014, registered Mar 25, 2014 (4 days) · Other
Federated Investment Counseling to Federated Securities Corp.
left Dec 8, 2010, registered Nov 11, 2009 (-392 days) · Other
Federated Securities Corp. to Hefren-Tillotson, Inc.
left Dec 8, 2010, registered Mar 29, 2012 (477 days) · Other

Signals

Kathryn Luffy Clark left Lpl Financial Llc for Kestra Advisory Services, Llc (registered 2022-05-24)
Jun 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address