DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Paul Jones

Truist Advisory Services, Inc.BD affiliatedWinter Garden, Fldual registrantIAPD 5214508

Certified Financial Planner

Feed of 09/14/2026

Also filed as Paul Gerard Jones

At current firm

0 y

since Jan 29, 2026

In the industry

19 y

since Dec 22, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Truist Advisory Services, Inc. BD affiliated current
since Jan 29, 2026 · Winter Garden, Fl
Charles Schwab & Co., Inc. national BD
Aug 6, 2025 to Feb 7, 2026 · Orlando, Fl
Truist Advisory Services, Inc. BD affiliated
Jul 22, 2021 to Jul 29, 2025 · Atlanta, Ga
J.P. Morgan Securities LLC wirehouse
May 20, 2019 to May 14, 2021 · Winter Park, Fl
Schwab Wealth Advisory, Inc. no RAUM
Jan 18, 2019 to Apr 15, 2019 · Orlando, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 12, 2014 to Jan 7, 2019 · Apopka, Fl
Morgan Stanley wirehouse
Nov 8, 2013 to Oct 20, 2014 · Winter Park, Fl
Suntrust Investment Services, Inc. former
Oct 24, 2011 to Oct 7, 2013 · Orlando, Fl
Chase Investment Services Corp. former
Aug 1, 2011 to Oct 5, 2011 · Ocoee, Fl
Suntrust Investment Services, Inc. former
Mar 12, 2009 to Jul 15, 2011 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

Charles Schwab & Co., Inc. to Truist Advisory Services, Inc.
left Feb 7, 2026, registered Jan 29, 2026 (-9 days) · Affiliated broker-dealer or bank to another
Truist Advisory Services, Inc. to Charles Schwab & Co., Inc.
left Jul 29, 2025, registered Aug 6, 2025 (8 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to Truist Advisory Services, Inc.
left May 14, 2021, registered Jul 22, 2021 (69 days) · Wirehouse to affiliated broker-dealer or bank
Schwab Wealth Advisory, Inc. to J.P. Morgan Securities LLC
left Apr 15, 2019, registered May 20, 2019 (35 days) · Affiliated broker-dealer or bank to wirehouse
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Schwab Wealth Advisory, Inc.
left Jan 7, 2019, registered Jan 18, 2019 (11 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 20, 2014, registered Nov 12, 2014 (23 days) · Wirehouse to wirehouse
Suntrust Investment Services, Inc. to Morgan Stanley
left Oct 7, 2013, registered Nov 8, 2013 (32 days) · Other
Chase Investment Services Corp. to Suntrust Investment Services, Inc.
left Oct 5, 2011, registered Oct 24, 2011 (19 days) · Other
Suntrust Investment Services, Inc. to Chase Investment Services Corp.
left Jul 15, 2011, registered Aug 1, 2011 (17 days) · Other

Signals

Paul Jones left Charles Schwab & Co., Inc. for Truist Advisory Services, Inc. (registered 2026-01-29)
Feb 7, 2026 · Advisor changed firm · fact
Paul Jones left Truist Advisory Services, Inc. for Charles Schwab & Co., Inc. (registered 2025-08-06)
Jul 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address