DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Z••••• A•••• K•••

M••••••BD affiliatedBethesda, Md IA-onlyIAPD 5215100

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/15/2026

Also filed as Z••••• A K•••

At current firm

0 y

since Nov 6, 2025

In the industry

19 y

since Oct 11, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Nov 6, 2025 · Monrovia, Md
G•••• J••••••• W••••• A••••••• independent RIA
Dec 8, 2022 to Feb 17, 2025 · Owings Mills, Md
A•••• A•••• M••••••••• I••• independent RIA
Nov 13, 2019 to Nov 30, 2022 · Falls Church, Va
L•• F•••••••• L•• BD affiliated
Jun 20, 2016 to Jul 13, 2018 · Hanscom A F B, Ma
J••• M••••• S••••••••• L•• wirehouse
Jul 1, 2015 to Jun 2, 2016 · Chatham, Nj
A••••• A•• P••••••• S••••••• BD affiliated
Aug 23, 2013 to Jun 11, 2015 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 22, 2012 to Aug 12, 2013 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

G•••• J••••••• W••••• A••••••• to M••••••
left Feb 17, 2025, registered Nov 6, 2025 (262 days) · RIA to affiliated broker-dealer or bank
A•••• A•••• M••••••••• I••• to G•••• J••••••• W••••• A•••••••
left Nov 30, 2022, registered Dec 8, 2022 (8 days) · RIA to RIA
L•• F•••••••• L•• to A•••• A•••• M••••••••• I•••
left Jul 13, 2018, registered Nov 13, 2019 (488 days) · RIA to RIA
J••• M••••• S••••••••• L•• to L•• F•••••••• L••
left Jun 2, 2016, registered Jun 20, 2016 (18 days) · Other
A••••• A•• P••••••• S••••••• to J••• M••••• S••••••••• L••
left Jun 11, 2015, registered Jul 1, 2015 (20 days) · Other · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••
left Aug 12, 2013, registered Aug 23, 2013 (11 days) · Other

Signals

Z••••• A•••• K••• left G•••• J••••••• W••••• A••••••• for Mariner (registered 2025-11-06)
Feb 17, 2025 · Advisor changed firm · fact
Z••••• A•••• K••• left A•••• A•••• M••••••••• I••• for G•••• J••••••• W••••• A••••••• (registered 2022-12-08)
Nov 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address