DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michen Sirleaf
Certified Financial Planner
Feed of 09/14/2026
Also filed as Michen Varfee Sirleaf
At current firm
2 y
since Jun 12, 2024
In the industry
19 y
since Apr 20, 2007 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Schwab Wealth Advisory, Inc. no RAUM currentsince Jun 12, 2024 · Radnor, Pa
- Cliftonlarsonallen Wealth Advisors, LLC BD affiliatedJun 3, 2021 to Apr 3, 2024 · King Of Prussia, Pa
- Td Ameritrade Investment Management, LLC formerApr 24, 2019 to Jun 2, 2021 · Philadelphia, Pa
- Td Ameritrade, Inc. formerApr 24, 2019 to Jun 2, 2021 · Philadelphia, Pa
- Pnc Wealth Management BD affiliatedOct 3, 2016 to Dec 6, 2018 · Princeton, Nj
- Wells Fargo Advisors wirehouseApr 4, 2013 to Aug 31, 2016 · Short Hills, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 9, 2011 to Mar 1, 2013 · Englishtown, Nj
- Chase Investment Services Corp. formerJan 14, 2010 to May 13, 2011 · Old Bridge, Nj
- Pnc Wealth Management BD affiliatedMar 26, 2008 to Jan 11, 2010 · Eatontown, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 23, 2007 to Mar 10, 2008 · Manasquan, Nj
Moves
a registration end followed by a registration begin elsewhere
- Cliftonlarsonallen Wealth Advisors, LLC to Schwab Wealth Advisory, Inc.left Apr 3, 2024, registered Jun 12, 2024 (70 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jun 2, 2021, registered Apr 24, 2019 (-770 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jun 2, 2021, registered Apr 24, 2019 (-770 days) · Other
- Pnc Wealth Management to Td Ameritrade Investment Management, LLCleft Dec 6, 2018, registered Apr 24, 2019 (139 days) · Affiliated broker-dealer or bank to independent RIA
- Wells Fargo Advisors to Pnc Wealth Managementleft Aug 31, 2016, registered Oct 3, 2016 (33 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Mar 1, 2013, registered Apr 4, 2013 (34 days) · Wirehouse to wirehouse
- Chase Investment Services Corp. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 13, 2011, registered Jun 9, 2011 (27 days) · Other
- Pnc Wealth Management to Chase Investment Services Corp.left Jan 11, 2010, registered Jan 14, 2010 (3 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pnc Wealth Managementleft Mar 10, 2008, registered Mar 26, 2008 (16 days) · Other
Signals
- Michen Sirleaf left Cliftonlarsonallen Wealth Advisors, Llc for Schwab Wealth Advisory, Inc. (registered 2024-06-12)Apr 3, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address