RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E••••• J•••• national BD currentsince Jan 6, 2026 · Woods Cross, Ut
- H••••• M••• I••••••••• I••• no RAUMAug 1, 2016 to Dec 23, 2025 · Springfield, Il
- M••••• S•••••• wirehouseFeb 10, 2012 to Nov 20, 2013 · South Jordan, Ut
- S•••••••• A••••••• L•• national BDDec 5, 2007 to Apr 4, 2008 · Salt Lake City, Ut
- H••••• M••• I••••••••• I••• to E••••• J••••left Dec 23, 2025, registered Jan 6, 2026 (14 days) · Other
- M••••• S•••••• to H••••• M••• I••••••••• I•••left Nov 20, 2013, registered Aug 1, 2016 (985 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- S•••••••• A••••••• L•• to M••••• S••••••left Apr 4, 2008, registered Feb 10, 2012 (1407 days) · Affiliated broker-dealer or bank to wirehouse
- T•••• J•• S•••• left H••••• M••• I••••••••• I••• for E••••• J•••• (registered 2026-01-06)Dec 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address