RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• E•••••• W•••
- C•••••• C••••• G••••• I••• no RAUM currentsince Nov 2, 2018 · San Antonio, Tx
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedSep 27, 2018 to Oct 16, 2018 · Columbus, Oh
- F•••• C•••••• A••••••• S••••••• BD affiliatedJul 19, 2016 to Oct 13, 2016 · Kaiserslautern
- U••• F•••••••• P••••••• S••••••• formerSep 18, 2015 to Jun 28, 2016 · San Antonio, Tx
- N••••••••• I••••••••• A•••••••• L•• to C•••••• C••••• G••••• I•••left Oct 16, 2018, registered Nov 2, 2018 (17 days) · Other
- F•••• C•••••• A••••••• S••••••• to N••••••••• I••••••••• A•••••••• L••left Oct 13, 2016, registered Sep 27, 2018 (714 days) · Other
- U••• F•••••••• P••••••• S••••••• to F•••• C•••••• A••••••• S•••••••left Jun 28, 2016, registered Jul 19, 2016 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address