DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• C••••• H•••

C•••••••institutionalRaleigh, Ncdual registrantIAPD 5263340

Feed of 09/14/2026

At current firm

3 y

since Jan 3, 2023

In the industry

17 y

since Apr 16, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• institutional current
since Jan 3, 2023 · Raleigh, Nc
L•••••• I••••••••• independent RIA
Jul 30, 2022 to Dec 22, 2022 · New Albany, Oh
V•••••• A•••• M••••••••• G•••• independent RIA
Sep 22, 2020 to May 27, 2022 · Grand Rapids, Mi
H••••••••• F•••••••• A••••••• BD affiliated
Dec 19, 2017 to Aug 7, 2020 · Grand Rapids, Mi
L•••••• I••••••••• A•••••••• L•• no RAUM
Feb 10, 2016 to Oct 25, 2017 · Dallas, Tx
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Apr 20, 2009 to Jan 26, 2016 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

L•••••• I••••••••• to C•••••••
left Dec 22, 2022, registered Jan 3, 2023 (12 days) · Other
V•••••• A•••• M••••••••• G•••• to L•••••• I•••••••••
left May 27, 2022, registered Jul 30, 2022 (64 days) · RIA to RIA
H••••••••• F•••••••• A••••••• to V•••••• A•••• M••••••••• G••••
left Aug 7, 2020, registered Sep 22, 2020 (46 days) · Affiliated broker-dealer or bank to independent RIA
L•••••• I••••••••• A•••••••• L•• to H••••••••• F•••••••• A•••••••
left Oct 25, 2017, registered Dec 19, 2017 (55 days) · Other
N••••••••• I••••••••• A•••••••• L•• to L•••••• I••••••••• A•••••••• L••
left Jan 26, 2016, registered Feb 10, 2016 (15 days) · Other

Signals

J••• C••••• H••• left L•••••• I••••••••• for Captrust (registered 2023-01-03)
Dec 22, 2022 · Advisor changed firm · fact
J••• C••••• H••• left V•••••• A•••• M••••••••• G•••• for L•••••• I••••••••• (registered 2022-07-30)
May 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address