DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••• V• R••••

P••• A••••• S••••••••• L••BD affiliatedOverland P•••, Ksdual registrantIAPD 5268228

Feed of 09/14/2026

Also filed as Mike Ronan

At current firm

1 y

since Oct 30, 2024

In the industry

19 y

since Feb 8, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••• A••••• S••••••••• L•• BD affiliated current
since Oct 30, 2024 · Overland P•••, Ks
S•••••• P•••••••• L•• independent RIA
Jan 26, 2022 to Jan 31, 2024 · Overland Park, Ks
A••••••• F•••••••• A•••••••• L•• BD affiliated
May 18, 2017 to Oct 21, 2021 · Overland Park, Ks
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 2, 2015 to Jan 31, 2017 · Overland Park, Ks
E•••• S••••••••• L•• BD affiliated
Jul 29, 2009 to Jan 14, 2015 · Overland P•••, Ks
W•••••• • R••• former
Feb 9, 2007 to Nov 25, 2008 · Shawnee, Ks

Moves

a registration end followed by a registration begin elsewhere

S•••••• P•••••••• L•• to P••• A••••• S••••••••• L••
left Jan 31, 2024, registered Oct 30, 2024 (273 days) · RIA to affiliated broker-dealer or bank
A••••••• F•••••••• A•••••••• L•• to S•••••• P•••••••• L••
left Oct 21, 2021, registered Jan 26, 2022 (97 days) · Affiliated broker-dealer or bank to independent RIA
M•• I•••••••• S•••••••• L•• to A••••••• F•••••••• A•••••••• L••
left Jan 31, 2017, registered May 18, 2017 (107 days) · Other
E•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
left Jan 14, 2015, registered Mar 2, 2015 (47 days) · Other
W•••••• • R••• to E•••• S••••••••• L••
left Nov 25, 2008, registered Jul 29, 2009 (246 days) · Other

Signals

M•••••• V• R•••• left S•••••• P•••••••• L•• for P••• A••••• S••••••••• L•• (registered 2024-10-30)
Jan 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address