DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• H•••••

V•••• F•••••••• A•••••••• I•••BD affiliatedChico, Cadual registrantIAPD 5278114

Feed of 09/14/2026

Also filed as Steve Kent Heiden

At current firm

1 y

since Jan 27, 2025

In the industry

19 y

since Mar 22, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•••• F•••••••• A•••••••• I••• BD affiliated current
since Jan 27, 2025 · Chico, Ca
A••••••• F•••••••• A•••••••• L•• BD affiliated
Dec 2, 2024 to Jan 10, 2025 · Cape Coral, Fl
S•••••• I••••••••• L•• independent RIA
Dec 4, 2023 to Apr 29, 2024 · Clearwater, Fl
T• P•••••• C••••• W••••• L•• BD affiliated
Jun 29, 2023 to Nov 28, 2023 · Tampa, Fl
M••••• S•••••• wirehouse
Dec 1, 2020 to Jun 16, 2023 · Tampa, Fl
P•••• S••••••••• L•• no RAUM
Dec 4, 2019 to Mar 13, 2020 · Tampa, Fl
U••• B•••••• I••••••••• I••• former
Oct 16, 2017 to May 31, 2019 · Corning, Ca
V•••• F•••••••• A•••••••• I••• BD affiliated
Aug 24, 2009 to Oct 23, 2017 · Chico, Ca
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Aug 21, 2009 · Chico, Ca
A• G• E•••••• • S•••• I••• unclassified
Mar 23, 2007 to Jan 1, 2008 · Paradise, Ca

Moves

a registration end followed by a registration begin elsewhere

A••••••• F•••••••• A•••••••• L•• to V•••• F•••••••• A•••••••• I•••
left Jan 10, 2025, registered Jan 27, 2025 (17 days) · Affiliated broker-dealer or bank to another
S•••••• I••••••••• L•• to A••••••• F•••••••• A•••••••• L••
left Apr 29, 2024, registered Dec 2, 2024 (217 days) · RIA to affiliated broker-dealer or bank
T• P•••••• C••••• W••••• L•• to S•••••• I••••••••• L••
left Nov 28, 2023, registered Dec 4, 2023 (6 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to T• P•••••• C••••• W••••• L••
left Jun 16, 2023, registered Jun 29, 2023 (13 days) · Wirehouse to affiliated broker-dealer or bank
P•••• S••••••••• L•• to M••••• S••••••
left Mar 13, 2020, registered Dec 1, 2020 (263 days) · Affiliated broker-dealer or bank to wirehouse
U••• B•••••• I••••••••• I••• to P•••• S••••••••• L••
left May 31, 2019, registered Dec 4, 2019 (187 days) · Affiliated broker-dealer or bank to another
V•••• F•••••••• A•••••••• I••• to U••• B•••••• I••••••••• I•••
left Oct 23, 2017, registered Oct 16, 2017 (-7 days) · Other
W•••• F•••• A••••••• to V•••• F•••••••• A•••••••• I•••
left Aug 21, 2009, registered Aug 24, 2009 (3 days) · Other
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

S•••••• H••••• left A••••••• F•••••••• A•••••••• L•• for V•••• F•••••••• A•••••••• I••• (registered 2025-01-27)
Jan 10, 2025 · Advisor changed firm · fact
S•••••• H••••• left S•••••• I••••••••• L•• for A••••••• F•••••••• A•••••••• L•• (registered 2024-12-02)
Apr 29, 2024 · Advisor changed firm · fact
S•••••• H••••• left T• P•••••• C••••• W••••• L•• for S•••••• I••••••••• L•• (registered 2023-12-04)
Nov 28, 2023 · Advisor changed firm · fact
S•••••• H••••• left M••••• S•••••• for T• P•••••• C••••• W••••• L•• (registered 2023-06-29)
Jun 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address