RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• X••••• S••••••
- B•••••• F•••••••• G•••• L•• independent RIA currentsince Jul 27, 2021 · Troy, Ny
- B•••••• F•••••••• G•••• L•• independent RIAOct 23, 2012 to Dec 31, 2017 · Troy, Ny
- W••• F•••••••• S•••••••• I••• independent RIAJul 17, 2009 to Jul 18, 2011 · Mclean, Va
- B•••• M••••••• C•••••• M••••••••• L•• independent RIAFeb 3, 2009 to Jan 28, 2010 · Corning, Ny
- A••••• P••• formerJan 17, 2007 to Mar 18, 2009 · Richmond, Va
- W••• F•••••••• S•••••••• I••• to B•••••• F•••••••• G•••• L••left Jul 18, 2011, registered Oct 23, 2012 (463 days) · Other
- B•••• M••••••• C•••••• M••••••••• L•• to W••• F•••••••• S•••••••• I•••left Jan 28, 2010, registered Jul 17, 2009 (-195 days) · Other
- A••••• P••• to B•••• M••••••• C•••••• M••••••••• L••left Mar 18, 2009, registered Feb 3, 2009 (-43 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address