DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• M••••••• C•••••• M••••••••• L••
Latest filing Apr 8, 2026
First filing on the tape Mar 29, 2012 · 26 filings
SEC status approved since Mar 25, 2002
RAUM
$400M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
99%
$396M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$66.7M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$400M as of Apr 8, 2026
Mar 29, 2012$160M then
HNW client RAUM$357M as of Apr 8, 2026
Mar 30, 2018$191M then
State-registered IARs (5.B.3)6 as of Apr 8, 2026
Mar 29, 20120 then
Employees (5.A)6 as of Apr 8, 2026
Mar 28, 20134 then
Private funds: no history
RAUM +17% over the last fiscal year+14% a year over threeIARs 5 to 6offices 1 to 2
Practice profile
derived from the filing of Apr 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $66.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $384,264derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $83.9M, 84 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$357M89%
- Individuals$39.1M9.8%
- Pension and profit-sharing plans$3.5M0.9%
- Charitable organizations$893,9090.2%
- Individual clients
- 120reported
- HNW clients
- 79reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,042reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $83.9M for 84 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• B••••• B••••Certified Financial Planner, Chartered Financial Consultant | Corning, Ny | Jan 8, 2003 | 34 y | 0 |
| W•••••• F•••••• R••••• | Corning, Ny | Jun 10, 2005 | 29 y | 1 |
| K••••• L••• Z•••••••• | Corning, Ny | Aug 26, 2021 | 17 y | 1 |
| C••••••••• N••••• D••••Certified Financial Planner | Corning, Ny | Aug 26, 2021 | 11 y | 0 |
| N••••• R••••• B•••• | Jamesville, Ny | Jun 7, 2023 | 10 y | 0 |
| E••• A•••••• S•••• | Corning, Ny | Oct 1, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A•• E•••••••• I••••• to P••••••• F•••••••• W••••• M••••••••• L••Nov 4, 2015 · Other
- M••••• X••••• S•••••• to W••• F•••••••• S•••••••• I•••Jan 28, 2010 · Other
- S••••• D•••• M••••••• to T••• T•••• C••••••••• L••Dec 7, 2005 · Other
Joined, latest
- A•• E•••••••• I••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 7, 2011 · Other
- M••••• X••••• S•••••• from A••••• P•••Feb 3, 2009 · Other
- W•••••• F•••••• R••••• from N••••• • L•••• S••••••••• I•••Jun 10, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• W••••••• B••••• · Presidentcontrolsince 12/2000 · owns 75% or more
- D••••• C••••••••• N••••• · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- B••••• D••••• J• · LLC Membersince 08/2005 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Corning, Ny · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 2 employees
What changed
consecutive filings, newest first
- Accounts · 1,058 to 1,042Apr 4, 2025 to Mar 25, 2026
- Advisory employees · 4 to 5Apr 4, 2025 to Mar 25, 2026
- HNW clients · 71 to 79Apr 4, 2025 to Mar 25, 2026
- Individual clients · 127 to 120Apr 4, 2025 to Mar 25, 2026
- Assets in custody · $79.5M to $83.9MApr 4, 2025 to Mar 25, 2026
- Employees · 5 to 6Apr 4, 2025 to Mar 25, 2026
- State-registered IARs · 5 to 6Apr 4, 2025 to Mar 25, 2026
- Other offices · 1 to 2Apr 4, 2025 to Mar 25, 2026
- Discretionary RAUM · $338M to $368MApr 4, 2025 to Mar 25, 2026
- HNW RAUM · $295M to $357MApr 4, 2025 to Mar 25, 2026
- Individual RAUM · $41.8M to $39.1MApr 4, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $4.4M to $32.3MApr 4, 2025 to Mar 25, 2026
- Pension RAUM · $4.4M to $3.5MApr 4, 2025 to Mar 25, 2026
- RAUM · $342M to $400MApr 4, 2025 to Mar 25, 2026
- Accounts · 1,092 to 1,058Mar 21, 2024 to Apr 4, 2025
- HNW clients · 67 to 71Mar 21, 2024 to Apr 4, 2025
- Individual clients · 130 to 127Mar 21, 2024 to Apr 4, 2025
- Assets in custody · $68.3M to $79.5MMar 21, 2024 to Apr 4, 2025
- Employees · 6 to 5Mar 21, 2024 to Apr 4, 2025
- Financial planning clients · 0 to 101-250Mar 21, 2024 to Apr 4, 2025
- State-registered IARs · 6 to 5Mar 21, 2024 to Apr 4, 2025
- Discretionary RAUM · $291M to $338MMar 21, 2024 to Apr 4, 2025
- HNW RAUM · $244M to $295MMar 21, 2024 to Apr 4, 2025
- Individual RAUM · $46.8M to $41.8MMar 21, 2024 to Apr 4, 2025
- Non-discretionary RAUM · $4.1M to $4.4MMar 21, 2024 to Apr 4, 2025
- Pension RAUM · $4.0M to $4.4MMar 21, 2024 to Apr 4, 2025
- RAUM · $295M to $342MMar 21, 2024 to Apr 4, 2025
- Accounts · 1,130 to 1,092Apr 26, 2023 to Mar 18, 2024
- Advisory employees · 5 to 4Apr 26, 2023 to Mar 18, 2024
- HNW clients · 81 to 67Apr 26, 2023 to Mar 18, 2024
- Individual clients · 121 to 130Apr 26, 2023 to Mar 18, 2024
- Assets in custody · $85.0M to $68.3MApr 26, 2023 to Mar 18, 2024
- Employees · 5 to 6Apr 26, 2023 to Mar 18, 2024
- Financial planning clients · 1-10 to 0Apr 26, 2023 to Mar 18, 2024
- State-registered IARs · 5 to 6Apr 26, 2023 to Mar 18, 2024
- Discretionary RAUM · $267M to $291MApr 26, 2023 to Mar 18, 2024
- HNW RAUM · $236M to $244MApr 26, 2023 to Mar 18, 2024
- Individual RAUM · $29.6M to $46.8MApr 26, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $3.4M to $4.1MApr 26, 2023 to Mar 18, 2024
- Pension RAUM · $3.4M to $4.0MApr 26, 2023 to Mar 18, 2024
Signals
1 dated events
- N••••• C••••••••• D•••• (Chief Compliance Officer) appeared on Schedule A of B•••• M••••••• C•••••• M••••••••• L••Mar 28, 2023 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@burnsmatteson.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 607-937-9280reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 607-937-9282reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/burns-matteson-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- burnsmatteson.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 607-937-9282reportedpublic record, Form ADV, Apr 8, 2026
- Contact form
- burnsmatteson.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $66.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026