DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Vincent Paul Franks
Feed of 09/15/2026
Also filed as Vinny Paul Franks
At current firm
10 y
since Apr 26, 2016
In the industry
18 y
since Oct 2, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Beacon Pointe Advisors, LLC independent RIA currentsince Apr 26, 2016 · Waltham, Ma
- Beacon Pointe Wealth Advisors, LLC formerApr 26, 2016 to Apr 27, 2020 · Waltham, Ma
- Svb Wealth independent RIANov 14, 2014 to Mar 29, 2016 · Boston, Ma
- Banyan Partners, LLC formerAug 13, 2013 to Nov 26, 2014 · Boston, Ma
- Silver Bridge formerNov 19, 2010 to Aug 7, 2013 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Beacon Pointe Wealth Advisors, LLC to Beacon Pointe Advisors, LLCleft Apr 27, 2020, registered Apr 26, 2016 (-1462 days) · corporate re-registration, not a move
- Svb Wealth to Beacon Pointe Wealth Advisors, LLCleft Mar 29, 2016, registered Apr 26, 2016 (28 days) · Other
- Banyan Partners, LLC to Svb Wealthleft Nov 26, 2014, registered Nov 14, 2014 (-12 days) · corporate re-registration, not a move
- Silver Bridge to Banyan Partners, LLCleft Aug 7, 2013, registered Aug 13, 2013 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address