DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••• J• P•••••

M•••• • P••••mixed wealthSt. P•••, MnIA-onlyIAPD 5291001

Certified Financial Planner

Feed of 09/14/2026

Also filed as P••• John P•••••

At current firm

0 y

since Jan 28, 2026

In the industry

17 y

since Nov 14, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• • P•••• mixed wealth current
since Jan 28, 2026 · St. P•••, Mn
B•••••• P•••• C•••••• independent RIA
Aug 2, 2024 to Jan 8, 2026 · Bloomington, Mn
M••••• S•••••• wirehouse
Nov 26, 2019 to Aug 9, 2024 · Bloomington, Mn
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Oct 26, 2011 · St. Louis, Mo
W•••• F•••• I••••••••• L•• unclassified
Aug 17, 2009 to Jan 3, 2011 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

B•••••• P•••• C•••••• to M•••• • P••••
left Jan 8, 2026, registered Jan 28, 2026 (20 days) · RIA to RIA
M••••• S•••••• to B•••••• P•••• C••••••
left Aug 9, 2024, registered Aug 2, 2024 (-7 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
W•••• F•••• A••••••• to M••••• S••••••
left Oct 26, 2011, registered Nov 26, 2019 (2953 days) · Wirehouse to wirehouse
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

P••• J• P••••• left B•••••• P•••• C•••••• for M•••• • P•••• (registered 2026-01-28)
Jan 8, 2026 · Advisor changed firm · fact
P••• J• P••••• left M••••• S•••••• for B•••••• P•••• C•••••• (registered 2024-08-02)
Aug 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address