DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• P•••• C••••••
Legal name B•••••• P•••• C••••••• L••
Latest filing Aug 11, 2026
First filing on the tape Jun 14, 2024 · 13 filings
SEC status approved since Aug 1, 2024
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$1.1B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$185M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$1.1B as of Aug 11, 2026
Mar 26, 2025$907M then
HNW client RAUM$1.0B as of Aug 11, 2026
Mar 26, 2025$813M then
State-registered IARs (5.B.3)4 as of Aug 11, 2026
Mar 26, 20255 then
Employees (5.A)7 as of Aug 11, 2026
Mar 26, 20258 then
Private funds: no history
RAUM +22% over the last fiscal yearIARs 5 to 4
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $185MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.6MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $46.4M, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.0B91%
- Individuals$85.5M7.7%
- Corporations and businesses$14.6M1.3%
- Banks and thrifts$1.2M0.1%
- Individual clients
- 134reported
- HNW clients
- 95reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 896reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $46.4M for 14 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••••• M•••• D•••• | Bloomington, Mn | Aug 2, 2024 | 26 y | 3 |
| T••••• M•••••• H••••• | Bloomington, Mn | Aug 2, 2024 | 26 y | 2 |
| G•••• R•••••• H••••••Certified Financial Planner | Bloomington, Mn | Aug 2, 2024 | 10 y | 1 |
| P•••••• L•••• S•••• | Bloomington, Mn | Aug 5, 2024 | 22 y | 3 |
| S•••••• L••• G•••••••• | Richfield, Mn | Apr 15, 2025 | 24 y | 1 |
| M••• A••• R•••••••••Chartered Financial Analyst | Richfield, Mn | Apr 3, 2026 | 12 y | 2 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount1 left over 36 months
Left, latest
- P••• J• P••••• to M•••• • P••••Jan 8, 2026 · RIA to RIA
Joined, latest
- M••• A••• R••••••••• from J••• F•••••••• A•••••••• L••Apr 3, 2026 · RIA to RIA
- S•••••• L••• G•••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 15, 2025 · Wirehouse to independent RIA
- P•••••• L•••• S•••• from M••••• S••••••Aug 5, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- D•••••• M•••• D•••• from M••••• S••••••Aug 2, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- T••••• M•••••• H••••• from M••••• S••••••Aug 2, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- G•••• R•••••• H•••••• from M••••• S••••••Aug 2, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- P••• J• P••••• from M••••• S••••••Aug 2, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from M••••• S••••••Aug 13, 2024 · Bloomington, Mn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• T•••••• M•••••• · Partner, Co-Founder And Chief Investment Officercontrolsince 08/2024 · owns 25% to 50%
- H••••••• G••••• R•••••• · Partner And Co-Foundercontrolsince 08/2024 · owns 25% to 50%
- S••••• P••••••• L•••• · Partner And Co-Foundercontrolsince 08/2024 · owns 25% to 50%
- N•••••• C••••••••• A•••• · Chief Compliance Officersince 08/2024 · owns less than 5%
- W••••••• A•••••• S• · Chief Compliance Officersince 02/2025 · owns less than 5%
Entity owners
- 2•• C••••••• L•• · Memberdirect · owns 25% to 50%
- G•• C••••••• L•• · Memberdirect · owns 25% to 50%
- T•• H•••••••• L•• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomington, Mn | 4 | 0 | 1 | ||
| Richfield, Mn · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 11, 2026H••••••• G••••• R•••••• (PARTNER AND CO-FOUNDER) left Schedule A between the filings of 2024-08-02 and 2026-08-11peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 11, 2026S••••• P••••••• L•••• (PARTNER AND CO-FOUNDER) left Schedule A between the filings of 2024-08-02 and 2026-08-11peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 11, 2026H•••••• T•••••• M•••••• (PARTNER, CO-FOUNDER AND CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2024-08-02 and 2026-08-11peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- HQ city · BLOOMINGTON to RICHFIELDMar 11, 2026 to Apr 27, 2026
- Accounts · 715 to 896Mar 26, 2025 to Mar 11, 2026
- Advisory employees · 5 to 4Mar 26, 2025 to Mar 11, 2026
- HNW clients · 83 to 95Mar 26, 2025 to Mar 11, 2026
- Individual clients · 116 to 134Mar 26, 2025 to Mar 11, 2026
- Assets in custody · $31.8M to $46.4MMar 26, 2025 to Mar 11, 2026
- Employees · 8 to 7Mar 26, 2025 to Mar 11, 2026
- Financial planning clients · 11-25 to 51-100Mar 26, 2025 to Mar 11, 2026
- State-registered IARs · 5 to 4Mar 26, 2025 to Mar 11, 2026
- Discretionary RAUM · $907M to $1.1BMar 26, 2025 to Mar 11, 2026
- HNW RAUM · $813M to $1.0BMar 26, 2025 to Mar 11, 2026
- Individual RAUM · $72.0M to $85.5MMar 26, 2025 to Mar 11, 2026
- RAUM · $907M to $1.1BMar 26, 2025 to Mar 11, 2026
- Accounts · 669 to 715Nov 29, 2024 to Mar 26, 2025
- Charity clients · 4.0 to unsetNov 29, 2024 to Mar 26, 2025
- Corporate clients · 21 to 5Nov 29, 2024 to Mar 26, 2025
- HNW clients · 567 to 83Nov 29, 2024 to Mar 26, 2025
- Individual clients · 76 to 116Nov 29, 2024 to Mar 26, 2025
- Assets in custody · $10.4M to $31.8MNov 29, 2024 to Mar 26, 2025
- Employees · 7 to 8Nov 29, 2024 to Mar 26, 2025
- Financial planning clients · 11-25 to 11-25Nov 29, 2024 to Mar 26, 2025
- Discretionary RAUM · $839M to $907MNov 29, 2024 to Mar 26, 2025
- HNW RAUM · $809M to $813MNov 29, 2024 to Mar 26, 2025
- Individual RAUM · $7.4M to $72.0MNov 29, 2024 to Mar 26, 2025
- RAUM · $839M to $907MNov 29, 2024 to Mar 26, 2025
- Accounts · 0 to 669Aug 26, 2024 to Nov 27, 2024
- Charity clients · unset to 4.0Aug 26, 2024 to Nov 27, 2024
- Corporate clients · unset to 21.0Aug 26, 2024 to Nov 27, 2024
- HNW clients · unset to 567.0Aug 26, 2024 to Nov 27, 2024
- Individual clients · unset to 76.0Aug 26, 2024 to Nov 27, 2024
- Assets in custody · unset to 10435256.0Aug 26, 2024 to Nov 27, 2024
- Custody of client assets · false to trueAug 26, 2024 to Nov 27, 2024
- Financial planning clients · 0 to 11-25Aug 26, 2024 to Nov 27, 2024
- State-registered IARs · 7 to 5Aug 26, 2024 to Nov 27, 2024
- Discretionary RAUM · $0 to $839MAug 26, 2024 to Nov 27, 2024
- HNW RAUM · unset to 809171040.0Aug 26, 2024 to Nov 27, 2024
- Individual RAUM · unset to 7383538.0Aug 26, 2024 to Nov 27, 2024
- RAUM · $0 to $839MAug 26, 2024 to Nov 27, 2024
- HQ city · CINCINNATI to BLOOMINGTONJun 14, 2024 to Aug 2, 2024
- HQ state · OH to MNJun 14, 2024 to Aug 2, 2024
Signals
4 dated events
- P••• J• P••••• left B•••••• P•••• C•••••• for M•••• • P•••• (registered 2026-01-28)Jan 8, 2026 · Advisor changed firm · fact
- 4 advisors left M••••• S•••••• (Bloomington, MN) for B•••••• P•••• C•••••• on the same dayAug 13, 2024 · Team lift-out · derived
- Sean Kevin Woodard (Member, Manager And Chief Compliance Officer) no longer on Schedule A of B•••••• P•••• C•••••• (listed 2024-06-14, absent 2024-08-02)Aug 2, 2024 · Control person left · inference
- B•••••• P•••• C•••••• filed its initial SEC registration (Form ADV)Jun 14, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- julie.schindler@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- abdulrahman.jama@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lucelia.husby@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 952-800-6304reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 952-800-6302reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 952-800-6303reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/bearing-point-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- bearingpointcap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 952-800-6301reportedpublic record, Form ADV, Aug 11, 2026
- Contact form
- bearingpointcap.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- bearingpointcap.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $185Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026