J••••• A• C••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedOdessa, Fl dual registrantIAPD 5293023

Feed of 09/15/2026

Also filed as J••••• A• C••••••••• A• C••••••••• A• C••••••••• A• C••••••

At current firm

2 y

since Apr 18, 2024

In the industry

19 y

since Jun 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since May 14, 2024 · Saint Petersburg, Fl
R•••••• J•••• • A••••••••• I••• national BD current
since Apr 18, 2024 · Odessa, Fl
C•••••• S••••• • C••• I••• national BD
May 28, 2020 to Jan 10, 2024 · Temple Terrace, Fl
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to May 24, 2020 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
May 6, 2011 to Jan 8, 2018 · Tampa, Fl
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Apr 1, 2011 · Orlando, Fl
A• G• E•••••• • S•••• I••• unclassified
Jun 5, 2007 to Jan 1, 2008 · Spring Hill, Fl

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to R•••••• J•••• • A••••••••• I•••
left Jan 10, 2024, registered Apr 18, 2024 (99 days) · Affiliated broker-dealer or bank to another · moved with a team
U••• I••••••••• S••••••• C•••••• to C•••••• S••••• • C••• I•••
left May 24, 2020, registered May 28, 2020 (4 days) · corporate re-registration, not a move
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to U••• F•••••••• P••••••• S•••••••
left Apr 1, 2011, registered May 6, 2011 (35 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Jan 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address