DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• E••••

W•••• F•••• A•••••••wirehouseCharlotte, Nc dual registrantIAPD 5293497

Feed of 09/14/2026

Also filed as Matt E••••

At current firm

2 y

since Mar 12, 2024

In the industry

19 y

since Mar 31, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Mar 12, 2024 · Charlotte, Nc
M•••••• W••••• M••••••••• other
Aug 21, 2023 to Feb 16, 2024 · Rockford, Il
U••• B•••••• I••••••••• I••• former
Jan 21, 2021 to Sep 14, 2022 · Hopkins, Mn
J••• M••••• S••••••••• L•• wirehouse
Jul 27, 2020 to Feb 1, 2021 · The Woodlands, Tx
W•••••• • R••• former
Mar 26, 2014 to Jul 23, 2020 · St Paul, Mn
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 19, 2013 to Apr 14, 2014 · Minneapolis, Mn
M••••• S•••••• wirehouse
Oct 13, 2009 to Jan 13, 2012 · Minneapolis, Mn
U••• B•••••• I••••••••• I••• former
Jun 3, 2008 to Oct 12, 2009 · Bloomington, Mn
T••••••• I••••••••• M••••••••• I••• BD affiliated
Nov 29, 2007 to Apr 4, 2008 · Golden Valley, Mn

Moves

a registration end followed by a registration begin elsewhere

M•••••• W••••• M••••••••• to W•••• F•••• A•••••••
left Feb 16, 2024, registered Mar 12, 2024 (25 days) · Other
U••• B•••••• I••••••••• I••• to M•••••• W••••• M•••••••••
left Sep 14, 2022, registered Aug 21, 2023 (341 days) · Other
J••• M••••• S••••••••• L•• to U••• B•••••• I••••••••• I•••
left Feb 1, 2021, registered Jan 21, 2021 (-11 days) · Wirehouse to affiliated broker-dealer or bank
W•••••• • R••• to J••• M••••• S••••••••• L••
left Jul 23, 2020, registered Jul 27, 2020 (4 days) · Affiliated broker-dealer or bank to wirehouse
A••••••••• F•••••••• S•••••••• L•• to W•••••• • R•••
left Apr 14, 2014, registered Mar 26, 2014 (-19 days) · Other
M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••
left Jan 13, 2012, registered Dec 19, 2013 (706 days) · Wirehouse to affiliated broker-dealer or bank
U••• B•••••• I••••••••• I••• to M••••• S••••••
left Oct 12, 2009, registered Oct 13, 2009 (1 days) · Other
T••••••• I••••••••• M••••••••• I••• to U••• B•••••• I••••••••• I•••
left Apr 4, 2008, registered Jun 3, 2008 (60 days) · Other

Signals

M•••••• E•••• left M•••••• W••••• M••••••••• for W•••• F•••• A••••••• (registered 2024-03-12)
Feb 16, 2024 · Advisor changed firm · fact
M•••••• E•••• left U••• B•••••• I••••••••• I••• for M•••••• W••••• M••••••••• (registered 2023-08-21)
Sep 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address