J•••• R••••••

• L•• F•••••••• L•• BD affiliated current
  since Jun 5, 2025 · Seekonk, Ma
• C••••••••• F•••••••• N•••••• national BD
  Apr 21, 2017 to May 30, 2025 · Seekonk, Ma
• W•••• F•••• A••••••• wirehouse
  Jun 26, 2012 to Apr 24, 2017 · Providence, Ri
• M••••• S•••••• wirehouse
  Jan 29, 2010 to Jul 13, 2012 · Providence, Ri

• C••••••••• F•••••••• N•••••• to L•• F•••••••• L••
  left May 30, 2025, registered Jun 5, 2025 (6 days) · Affiliated broker-dealer or bank to another · moved with a team
• W•••• F•••• A••••••• to C••••••••• F•••••••• N••••••
  left Apr 24, 2017, registered Apr 21, 2017 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• M••••• S•••••• to W•••• F•••• A•••••••
  left Jul 13, 2012, registered Jun 26, 2012 (-17 days) · Wirehouse to wirehouse

• ••• Locked
  May 30, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

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