RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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D•••• T••••• G••••
- A•••• W••••• M••••••••• L•• independent RIA currentsince Jun 6, 2025 · Columbus, Oh
- T•• S••••••••• G•••• state registeredJan 13, 2023 to Dec 9, 2025 · Columbus, Oh
- B•••••• R••••• • R•• formerAug 1, 2019 to Dec 16, 2021 · Columbus, Oh
- P•• W••••• M••••••••• BD affiliatedJun 7, 2014 to Feb 24, 2016 · Columbus, Oh
- N••••••••• S••••••••• L•• no RAUMJan 6, 2011 to May 24, 2011 · Columbus, Oh
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJul 14, 2008 to Sep 18, 2009 · Copley, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 29, 2008 to Mar 20, 2008 · Florence, Ky
- T•• S••••••••• G•••• to A•••• W••••• M••••••••• L••left Dec 9, 2025, registered Jun 6, 2025 (-186 days) · Other
- B•••••• R••••• • R•• to T•• S••••••••• G••••left Dec 16, 2021, registered Jan 13, 2023 (393 days) · RIA to a state-registered adviser
- P•• W••••• M••••••••• to B•••••• R••••• • R••left Feb 24, 2016, registered Aug 1, 2019 (1254 days) · Other
- N••••••••• S••••••••• L•• to P•• W••••• M•••••••••left May 24, 2011, registered Jun 7, 2014 (1110 days) · Other
- T••••••• I••••••••• M••••••••• I••• to N••••••••• S••••••••• L••left Sep 18, 2009, registered Jan 6, 2011 (475 days) · Other
- C•••••••• G••••• M•••••• I••• to T••••••• I••••••••• M••••••••• I•••left Mar 20, 2008, registered Jul 14, 2008 (116 days) · Other
- D•••• T••••• G•••• left T•• S••••••••• G•••• for A•••• W••••• M••••••••• L•• (registered 2025-06-06)Dec 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address