RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L••••• M•••••• S•••••
- C••••• C•••• P••••••• independent RIA currentsince Jun 8, 2026 · Glen Mills, Pa
- K••••••• C•••••• M••••••••• L•• independent RIAJul 24, 2025 to Dec 31, 2025 · Wayne, Pa
- V••••••• A•••••••• I••• BD affiliatedApr 6, 2018 to Oct 7, 2020 · Malvern, Pa
- P•• W••••• M••••••••• BD affiliatedApr 12, 2013 to Mar 19, 2018 · Pottstown, Pa
- S•••••••• S••••••••• BD affiliatedSep 19, 2012 to Apr 10, 2013 · Philadelphia, Pa
- L•• F•••••••• L•• BD affiliatedJan 3, 2011 to Sep 19, 2012 · Wayne, Pa
- K••••••• C•••••• M••••••••• L•• to C••••• C•••• P•••••••left Dec 31, 2025, registered Jun 8, 2026 (159 days) · RIA to RIA
- V••••••• A•••••••• I••• to K••••••• C•••••• M••••••••• L••left Oct 7, 2020, registered Jul 24, 2025 (1751 days) · Affiliated broker-dealer or bank to independent RIA
- P•• W••••• M••••••••• to V••••••• A•••••••• I•••left Mar 19, 2018, registered Apr 6, 2018 (18 days) · Affiliated broker-dealer or bank to another
- S•••••••• S••••••••• to P•• W••••• M•••••••••left Apr 10, 2013, registered Apr 12, 2013 (2 days) · Other
- L•• F•••••••• L•• to S•••••••• S•••••••••left Sep 19, 2012, registered Sep 19, 2012 (0 days) · corporate re-registration, not a move
- M•••••• L••••• M•••••• S••••• left K••••••• C•••••• M••••••••• L•• for C••••• C•••• P••••••• (registered 2026-06-08)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address