DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kathmere Capital Management, LLC
Latest filing Jul 27, 2026
First filing on the tape Jul 23, 2019 · 31 filings
SEC status approved since Aug 22, 2019
RAUM
$3.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
65%
$2.2B individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$217M
derived; firm RAUM over IAPD count
Employees
24
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$3.5B as of Jul 27, 2026
Mar 30, 2020$1.2B then
HNW client RAUM$1.8B as of Jul 27, 2026
Mar 30, 2020$295M then
State-registered IARs (5.B.3)15 as of Jul 27, 2026
Mar 30, 20209 then
Employees (5.A)24 as of Jul 27, 2026
Mar 30, 202012 then
Private funds1 as of Jul 27, 2026
Feb 9, 20241 then
RAUM n/a over the last fiscal year+40% a year over three
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $217MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.4MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 16.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $439M, 96 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.8B52%
- Pension and profit-sharing plans$936M27%
- Individuals$453M13%
- Corporations and businesses$271M7.8%
- Charitable organizations$25.5M0.7%
- Pooled investment vehicles$7480.0%
- Individual clients
- 472reported
- HNW clients
- 278reported
- Pension plan clients
- 66reported
- Charitable clients
- 6reported
- Accounts
- 2,684reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $439M for 96 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.65 fund_share=0.0 institutional_share=0.28 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Geoffrey Frederick Forcino | Wayne, Pa | Sep 30, 2019 | 21 y | 2 |
| Kevin McdermottCertified Financial Planner | Wayne, Pa | Oct 1, 2019 | 25 y | 4 |
| Michael P McdermottCertified Financial Planner | Wayne, Pa | Oct 1, 2019 | 28 y | 3 |
| Nicholas OlesenCertified Financial Planner | Wayne, Pa | Oct 1, 2019 | 20 y | 3 |
| Brian LynchCertified Financial Planner, Chartered Financial Consultant | Wayne, Pa | Oct 1, 2019 | 19 y | 4 |
| Clare P DiamondCertified Financial Planner | Wayne, Pa | Oct 1, 2019 | 13 y | 2 |
| Nicholas Reed RyderChartered Financial Analyst | Wayne, Pa | Oct 1, 2019 | 11 y | 1 |
| Grant BoyleCertified Financial Planner | Wayne, Pa | Feb 21, 2020 | 12 y | 0 |
| Brian Michael TodaroCertified Financial Planner | Wayne, Pa | Sep 30, 2022 | 12 y | 0 |
| Kevin DoyleCertified Financial Planner | Wayne, Pa | Oct 5, 2022 | 14 y | 0 |
| William SchumacherCertified Financial Planner | Wayne, Pa | Jan 29, 2024 | 13 y | 0 |
| James Nicholas LeasureChartered Financial Analyst | Wayne, Pa | Feb 2, 2024 | 10 y | 0 |
| Jason Alexander Lipka | Wayne, Pa | Mar 27, 2024 | 22 y | 2 |
| Brian Fenlin | Wayne, Pa | Nov 15, 2024 | 12 y | 1 |
| David Joseph HillCertified Financial Planner, Chartered Financial Analyst | Wayne, Pa | Apr 30, 2025 | 15 y | 4 |
| Matthew Hamilton LugarCertified Financial Planner | Wayne, Pa | Mar 9, 2026 | 21 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 6.3% of current headcount1 left over 36 months
Left, latest
- Mildred Louise Marquez Santos to Common Cents PlanningDec 31, 2025 · RIA to RIA
- Matthew Edward Lengel to Denver Pwm, LLCJan 13, 2020 · RIA to RIA
Joined, latest
- Matthew Hamilton Lugar from Tgs Financial AdvisorsMar 9, 2026 · RIA to RIA
- Mildred Louise Marquez Santos from Vanguard Advisers, Inc.Jul 24, 2025 · Affiliated broker-dealer or bank to independent RIA
- David Joseph Hill from LnwApr 30, 2025 · RIA to RIA
- Brian Fenlin from Oppenheimer & Co. Inc.Nov 15, 2024 · Affiliated broker-dealer or bank to independent RIA
- Jason Alexander Lipka from Principal Securities, Inc.Mar 27, 2024 · Affiliated broker-dealer or bank to independent RIA
- Kevin Mcdermott from Private Advisor Group, LLCOct 1, 2019 · RIA to a newly registered adviser
- Nicholas Reed Ryder from Private Advisor Group, LLCOct 1, 2019 · RIA to a newly registered adviser
- Clare P Diamond from Private Advisor Group, LLCOct 1, 2019 · RIA to a newly registered adviser
- Matthew Edward Lengel from LPL Financial LLCOct 1, 2019 · RIA to a newly registered adviser
- Michael P Mcdermott from Private Advisor Group, LLCOct 1, 2019 · RIA to a newly registered adviser
- Nicholas Olesen from Private Advisor Group, LLCOct 1, 2019 · RIA to a newly registered adviser
- Brian Lynch from LPL Financial LLCOct 1, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- Geoffrey Frederick Forcino from Private Advisor Group, LLCSep 30, 2019 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Private Advisor Group, LLCOct 1, 2019 · Morristown, Nj
- 3 joined from Private Advisor Group, LLCOct 1, 2019 · King Of Prussia, Pa
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Kathmere Private Markets Fund 2024 LP | Other Private Fund | $1.7M | 0 | Feb 6, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Bethanna Amy King · Chief Operating Officer/Chief Compliance Officercontrolsince 07/2022 · owns less than 5%
- P Michael Mcdermott · Presidentcontrolsince 07/2019 · owns less than 5%
- Reed Nicholas Ryder · Chief Investment Officercontrolsince 09/2019 · owns less than 5%
- P Michael Mcdermott · Managing Membercontrolsince 12/2023 · owns 75% or more of Mcdermott Kathmere Holdings, LLC
Entity owners
- Kathmere Capital Holdings, LLC · Memberdirect · owns 75% or more
- Kathmere Capital Partners, LLC · Memberindirect · owns 75% or more of Kathmere Capital Holdings, LLC
- Mcdermott Kathmere Holdings, LLC · Memberindirect · owns 50% to 75% of Kathmere Capital Partners, LLC
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wayne, Pa · principal | 16 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,402 to 2,684Oct 31, 2025 to Mar 9, 2026
- Advisory employees · 14 to 15Oct 31, 2025 to Mar 9, 2026
- Charity clients · 7 to 6Oct 31, 2025 to Mar 9, 2026
- Corporate clients · 16 to 19Oct 31, 2025 to Mar 9, 2026
- HNW clients · 273 to 278Oct 31, 2025 to Mar 9, 2026
- Individual clients · 418 to 472Oct 31, 2025 to Mar 9, 2026
- Pension plan clients · 64 to 66Oct 31, 2025 to Mar 9, 2026
- Assets in custody · $66.9M to $439MOct 31, 2025 to Mar 9, 2026
- Employees · 18 to 24Oct 31, 2025 to Mar 9, 2026
- Financial planning clients · 11-25 to 1-10Oct 31, 2025 to Mar 9, 2026
- State-registered IARs · 14 to 15Oct 31, 2025 to Mar 9, 2026
- Discretionary RAUM · $2.5B to $3.5BOct 31, 2025 to Mar 9, 2026
- HNW RAUM · $1.4B to $1.8BOct 31, 2025 to Mar 9, 2026
- Individual RAUM · $223M to $453MOct 31, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $0 to $10.3MOct 31, 2025 to Mar 9, 2026
- Pension RAUM · $624M to $936MOct 31, 2025 to Mar 9, 2026
- Pooled vehicle RAUM · $65,215 to $748Oct 31, 2025 to Mar 9, 2026
- RAUM · $2.5B to $3.5BOct 31, 2025 to Mar 9, 2026
- Accounts · 2,090 to 2,402Nov 25, 2024 to May 1, 2025
- Advisory employees · 13 to 14Nov 25, 2024 to May 1, 2025
- BD registered reps · 2 to 1Nov 25, 2024 to May 1, 2025
- Charity clients · 6 to 7Nov 25, 2024 to May 1, 2025
- Corporate clients · 15 to 16Nov 25, 2024 to May 1, 2025
- HNW clients · 227 to 273Nov 25, 2024 to May 1, 2025
- Individual clients · 379 to 418Nov 25, 2024 to May 1, 2025
- Pension plan clients · 56 to 64Nov 25, 2024 to May 1, 2025
- Assets in custody · $496M to $66.9MNov 25, 2024 to May 1, 2025
- Employees · 17 to 18Nov 25, 2024 to May 1, 2025
- Financial planning clients · 11-25 to 11-25Nov 25, 2024 to May 1, 2025
- State-registered IARs · 11 to 14Nov 25, 2024 to May 1, 2025
- Discretionary RAUM · $1.8B to $2.5BNov 25, 2024 to May 1, 2025
- HNW RAUM · $1.1B to $1.4BNov 25, 2024 to May 1, 2025
- Individual RAUM · $160M to $223MNov 25, 2024 to May 1, 2025
- Non-discretionary RAUM · $1.3M to $0Nov 25, 2024 to May 1, 2025
- Pension RAUM · $401M to $624MNov 25, 2024 to May 1, 2025
- Pooled vehicle RAUM · $55,952 to $65,215Nov 25, 2024 to May 1, 2025
- RAUM · $1.8B to $2.5BNov 25, 2024 to May 1, 2025
- Accounts · 1,733 to 2,090Nov 22, 2023 to Feb 6, 2024
- BD registered reps · 3 to 2Nov 22, 2023 to Feb 6, 2024
- HNW clients · 208 to 227Nov 22, 2023 to Feb 6, 2024
Signals
13 dated events
- Kathmere Capital Management, Llc reported RAUM $3.5B, up 41% from $2.5B (2025-10-31 to 2026-03-09)Mar 9, 2026 · RAUM change · derived
- Mildred Louise Marquez Santos left Kathmere Capital Management, Llc for Common Cents Planning (registered 2026-06-08)Dec 31, 2025 · Advisor changed firm · fact
- Kathmere Capital Management, Llc reported RAUM $2.5B, up 34% from $1.8B (2024-11-25 to 2025-05-01)May 1, 2025 · RAUM change · derived
- Kathmere Capital Management, Llc reported RAUM $1.8B, up 45% from $1.3B (2023-11-22 to 2024-02-06)Feb 6, 2024 · RAUM change · derived
- Kathmere Capital Management, Llc reported RAUM $1.3B, down 39% from $2.1B (2023-01-06 to 2023-03-20)Mar 20, 2023 · RAUM change · derived
- Bethanna Amy King (Chief Operating Officer/Chief Compliance Officer) appeared on Schedule A of Kathmere Capital Management, LlcDec 6, 2022 · Control person joined · fact
- Disbrow Ian Meiksins (Chief Compliance Officer) no longer on Schedule A of Kathmere Capital Management, Llc (listed 2022-03-14, absent 2022-12-06)Dec 6, 2022 · Control person left · inference
- Kathmere Capital Management, Llc reported RAUM $1.6B, up 35% from $1.2B (2020-07-17 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- Kathmere Capital Management, Llc reported RAUM $1.2B, up 27% from $925.6M (2019-12-12 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Disbrow Ian Meiksins (Chief Compliance Officer) appeared on Schedule A of Kathmere Capital Management, LlcMar 30, 2020 · Control person joined · fact
- Reed Nicholas Ryder (Chief Compliance Officer) appeared on Schedule A of Kathmere Capital Management, LlcSep 30, 2019 · Control person joined · fact
- Daniel Patrick Hayes (Chief Compliance Officer) no longer on Schedule A of Kathmere Capital Management, Llc (listed 2019-08-31, absent 2019-09-30)Sep 30, 2019 · Control person left · inference
- Kathmere Capital Management, Llc filed its initial SEC registration (Form ADV)Jul 23, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Kathmere Capital Management, LLC · Independent Sponsorsshared crd · capital_provider
- Kathmere Capital Management, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 610-989-3900reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/kathmere-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- kathmere.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-989-3900reportedpublic record, Form ADV, Jul 27, 2026
- Contact form
- kathmere.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- kathmere.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $217Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026