DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Carol Lens

Lidoindependent RIACottonwood Heights, Ut IA-onlyIAPD 5344475

Certified Financial Planner

Feed of 09/14/2026

Also filed as Carol Jinkyung Im

At current firm

1 y

since Sep 15, 2025

In the industry

18 y

since Apr 30, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Designations: CFP, CPWAreportedlidoadvisors.comas printed on the bio page, Sep 16, 2026
Professional profile: lidoadvisors.com/team/carol-lensreportedlidoadvisors.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Lido independent RIA current
since Sep 15, 2025 · Los Angeles, Ca
Olympus Wealth Management, LLC former
Mar 4, 2020 to Sep 19, 2025 · Cottonwood Heights, Ut
J.P. Morgan Securities LLC wirehouse
Dec 16, 2016 to Aug 22, 2018 · Salt Lake City, Ut
Wells Fargo Advisors wirehouse
Mar 22, 2016 to Jan 4, 2017 · Murray, Ut
Morgan Stanley wirehouse
Jan 10, 2013 to Apr 11, 2016 · South Jordan, Ut
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Feb 17, 2011 to Oct 3, 2011 · Walnut Creek, Ca
Morgan Stanley wirehouse
Jun 1, 2009 to Feb 11, 2011 · Walnut Creek, Ca
Morgan Stanley & Co. LLC unclassified
May 1, 2008 to Jun 1, 2009 · Walnut Creek, Ca

Moves

a registration end followed by a registration begin elsewhere

Olympus Wealth Management, LLC to Lido
left Sep 19, 2025, registered Sep 15, 2025 (-4 days) · RIA to RIA · moved with a team
J.P. Morgan Securities LLC to Olympus Wealth Management, LLC
left Aug 22, 2018, registered Mar 4, 2020 (560 days) · Wirehouse to independent RIA
Wells Fargo Advisors to J.P. Morgan Securities LLC
left Jan 4, 2017, registered Dec 16, 2016 (-19 days) · Wirehouse to wirehouse
Morgan Stanley to Wells Fargo Advisors
left Apr 11, 2016, registered Mar 22, 2016 (-20 days) · Wirehouse to wirehouse · moved with a team
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanley
left Oct 3, 2011, registered Jan 10, 2013 (465 days) · Wirehouse to wirehouse
Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Feb 11, 2011, registered Feb 17, 2011 (6 days) · Wirehouse to wirehouse
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

Carol Lens left Olympus Wealth Management, Llc for Lido (registered 2025-09-15)
Sep 19, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address