DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• C••• G••••

T•• M••••• G••••• L••independent RIAChicago, Il IA-onlyIAPD 5346230

Certified Financial Planner

Feed of 09/15/2026

At current firm

4 y

since Jan 11, 2022

In the industry

19 y

since Jul 9, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• M••••• G••••• L•• independent RIA current
since Jan 11, 2022 · Chicago, Il
S••••• W••••• A•••••••• I••• no RAUM
Mar 11, 2021 to Jan 10, 2022 · Westlake, Tx
C•••••• S••••• • C••• I••• national BD
May 23, 2020 to Mar 11, 2021 · Westlake, Tx
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to May 24, 2020 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Apr 22, 2014 to Jan 8, 2018 · Addison, Tx
T• A••••••••• I••• former
Jul 18, 2013 to Apr 9, 2014 · Westlake, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 18, 2013 to Apr 9, 2014 · Fort Worth, Tx
S•••••••• A••••••• L•• national BD
May 31, 2011 to Jul 8, 2013 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

S••••• W••••• A•••••••• I••• to T•• M••••• G••••• L••
left Jan 10, 2022, registered Jan 11, 2022 (1 days) · Other
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Mar 11, 2021, registered Mar 11, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
U••• I••••••••• S••••••• C•••••• to C•••••• S••••• • C••• I•••
left May 24, 2020, registered May 23, 2020 (-1 days) · corporate re-registration, not a move
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Apr 9, 2014, registered Jul 18, 2013 (-265 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Apr 9, 2014, registered Jul 18, 2013 (-265 days) · channel change inside one enterprise, not a move
S•••••••• A••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
left Jul 8, 2013, registered Jul 18, 2013 (10 days) · Other

Signals

M•••••• C••• G•••• left S••••• W••••• A•••••••• I••• for T•• M••••• G••••• L•• (registered 2022-01-11)
Jan 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address