DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bethany Anne Schmittel
Feed of 09/14/2026
Also filed as Bethany A Schmittel
At current firm
10 y
since Oct 26, 2015
In the industry
18 y
since Oct 1, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Oct 26, 2015 · Pepper Pike, Oh
- Pnc Wealth Management BD affiliatedOct 15, 2013 to Oct 28, 2015 · Woodmere, Oh
- Mdt Advisers, A Division Of Federated Mdta LLC asset managerJan 15, 2013 to Jul 19, 2013 · Boston, Ma
- Federated Investment Counseling institutionalJan 10, 2013 to Jul 19, 2013 · Pittsburgh, Pa
- Federated Securities Corp. no RAUMJan 10, 2013 to Jul 19, 2013 · Pittsburgh, Pa
- Wells Fargo Advisors wirehouseJul 11, 2008 to Jul 12, 2011 · Pepper Pike, Oh
- UBS Financial Services Inc. wirehouseOct 2, 2007 to Jul 24, 2008 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- Pnc Wealth Management to Wells Fargo Advisorsleft Oct 28, 2015, registered Oct 26, 2015 (-2 days) · Other
- Federated Investment Counseling to Federated Securities Corp.left Jul 19, 2013, registered Jan 10, 2013 (-190 days) · channel change inside one enterprise, not a move
- Mdt Advisers, A Division Of Federated Mdta LLC to Pnc Wealth Managementleft Jul 19, 2013, registered Oct 15, 2013 (88 days) · Other
- Federated Securities Corp. to Mdt Advisers, A Division Of Federated Mdta LLCleft Jul 19, 2013, registered Jan 15, 2013 (-185 days) · channel change inside one enterprise, not a move
- Wells Fargo Advisors to Federated Investment Counselingleft Jul 12, 2011, registered Jan 10, 2013 (548 days) · Other
- UBS Financial Services Inc. to Wells Fargo Advisorsleft Jul 24, 2008, registered Jul 11, 2008 (-13 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address