RIA Intelligence

• Morgan Stanley wirehouse current
  since Jul 7, 2025 · Richmond, Va
• J.P. Morgan Securities LLC wirehouse
  May 12, 2025 to Jun 17, 2025 · Atlanta, Ga
• Truist Advisory Services, Inc. BD affiliated
  May 16, 2023 to Apr 1, 2025 · Dallas, Tx
• Fidelity Personal And Workplace Advisors former
  Apr 10, 2020 to Feb 23, 2023 · Reston, Va
• Td Ameritrade Investment Management, LLC former
  Aug 10, 2018 to Apr 7, 2020 · Glen Allen, Va
• Td Ameritrade, Inc. former
  Aug 9, 2018 to Apr 7, 2020 · Glen Allen, Va
• Heritage Wealth Advisors independent RIA
  Mar 30, 2018 to Jul 13, 2018 · Fredericskburg, Va
• Charles Schwab & Co., Inc. national BD
  Jan 22, 2015 to Jul 19, 2017 · Naples, Fl
• Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
  Jul 23, 2014 to Dec 8, 2014 · Naples, Fl
• Strategic Advisers LLC national BD
  Jul 14, 2009 to Jul 2, 2014 · Merrimack, Nh

• J.P. Morgan Securities LLC to Morgan Stanley
  left Jun 17, 2025, registered Jul 7, 2025 (20 days) · Wirehouse to wirehouse
• Truist Advisory Services, Inc. to J.P. Morgan Securities LLC
  left Apr 1, 2025, registered May 12, 2025 (41 days) · Affiliated broker-dealer or bank to wirehouse
• Fidelity Personal And Workplace Advisors to Truist Advisory Services, Inc.
  left Feb 23, 2023, registered May 16, 2023 (82 days) · Affiliated broker-dealer or bank to another
• Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
  left Apr 7, 2020, registered Aug 10, 2018 (-606 days) · channel change inside one enterprise, not a move
• Td Ameritrade Investment Management, LLC to Fidelity Personal And Workplace Advisors
  left Apr 7, 2020, registered Apr 10, 2020 (3 days) · RIA to affiliated broker-dealer or bank
• Heritage Wealth Advisors to Td Ameritrade, Inc.
  left Jul 13, 2018, registered Aug 9, 2018 (27 days) · Other
• Charles Schwab & Co., Inc. to Heritage Wealth Advisors
  left Jul 19, 2017, registered Mar 30, 2018 (254 days) · Affiliated broker-dealer or bank to independent RIA
• Merrill Lynch, Pierce, Fenner & Smith Incorporated to Charles Schwab & Co., Inc.
  left Dec 8, 2014, registered Jan 22, 2015 (45 days) · Wirehouse to affiliated broker-dealer or bank
• Strategic Advisers LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
  left Jul 2, 2014, registered Jul 23, 2014 (21 days) · Affiliated broker-dealer or bank to wirehouse

• Jeffrey M Law left J.P. Morgan Securities Llc for Morgan Stanley (registered 2025-07-07)
  Jun 17, 2025 · Advisor changed firm · fact
• Jeffrey M Law left Truist Advisory Services, Inc. for J.P. Morgan Securities Llc (registered 2025-05-12)
  Apr 1, 2025 · Advisor changed firm · fact
• Jeffrey M Law left Fidelity Personal And Workplace Advisors for Truist Advisory Services, Inc. (registered 2023-05-16)
  Feb 23, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address