DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• K•• B•••••••

N•••••• A•••••••BD affiliatedDaytona Beach, Fl IA-onlyIAPD 5369185

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as A••••• Kim Hayes

At current firm

3 y

since Dec 8, 2022

In the industry

18 y

since Mar 29, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••• A••••••• BD affiliated current
since Dec 8, 2022 · Daytona Beach, Fl
S•••••••• F••••••••• I••• former
Jul 28, 2020 to Dec 13, 2022 · Port Orange, Fl
M• H••••••• S••••••••• I••• BD affiliated
Feb 10, 2016 to Jul 28, 2020 · Daytona Beach, Fl
A••••••• A••••••• S••••••• former
Apr 20, 2012 to Feb 17, 2016 · Daytona Beach, Fl
E••••• J•••• national BD
Apr 2, 2008 to Apr 10, 2012 · Port Orange, Fl

Moves

a registration end followed by a registration begin elsewhere

S•••••••• F••••••••• I••• to N•••••• A•••••••
left Dec 13, 2022, registered Dec 8, 2022 (-5 days) · Affiliated broker-dealer or bank to another
M• H••••••• S••••••••• I••• to S•••••••• F••••••••• I•••
left Jul 28, 2020, registered Jul 28, 2020 (0 days) · Affiliated broker-dealer or bank to another
A••••••• A••••••• S••••••• to M• H••••••• S••••••••• I•••
left Feb 17, 2016, registered Feb 10, 2016 (-7 days) · Other
E••••• J•••• to A••••••• A••••••• S•••••••
left Apr 10, 2012, registered Apr 20, 2012 (10 days) · Other

Signals

A••••• K•• B••••••• left S•••••••• F••••••••• I••• for N•••••• A••••••• (registered 2022-12-08)
Dec 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address