RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••••• W• T•••••
- W•••• F•••• A••••••• wirehouse currentsince Jun 9, 2026 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseSep 24, 2015 to Jun 9, 2026 · Glastonbury, Ct
- O•••• F•• I••• formerMay 5, 2011 to Sep 24, 2015 · East Hartford, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 9, 2008 to Apr 19, 2011 · Hartford, Ct
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 9, 2026, registered Jun 9, 2026 (0 days) · channel change inside one enterprise, not a move · moved with a team
- O•••• F•• I••• to W•••• F•••• A•••••••left Sep 24, 2015, registered Sep 24, 2015 (0 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• F•• I•••left Apr 19, 2011, registered May 5, 2011 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address