RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S•••• M••••••
- C••••••• P•••••••• I••• independent RIA currentsince Dec 6, 2023 · New York, Ny
- S•••••••• W•••••• L•• independent RIADec 1, 2015 to Dec 13, 2023 · Los Angeles, Ca
- M••••• S•••••• wirehouseJul 1, 2013 to Dec 3, 2015 · Los Angeles, Ca
- J••• M••••• S••••••••• L•• wirehouseJun 8, 2010 to Jul 25, 2012 · New York, Ny
- S•••••••• W•••••• L•• to C••••••• P•••••••• I•••left Dec 13, 2023, registered Dec 6, 2023 (-7 days) · RIA to RIA
- M••••• S•••••• to S•••••••• W•••••• L••left Dec 3, 2015, registered Dec 1, 2015 (-2 days) · Other
- J••• M••••• S••••••••• L•• to M••••• S••••••left Jul 25, 2012, registered Jul 1, 2013 (341 days) · Wirehouse to wirehouse
- R••••• S•••• M•••••• left S•••••••• W•••••• L•• for C••••••• P•••••••• I••• (registered 2023-12-06)Dec 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address